GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

63 hedge funds and large institutions have $88.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+1
Holders Change %
+1.61%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
25
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$22.9M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$5.7M
3
FFA
3
Farther Finance Advisors
California
$549K
4
LPL Financial
4
LPL Financial
California
$3.17M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$261K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$4.9M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
WT
3
Whittier Trust
California
$220K
4
MMA
4
Miracle Mile Advisors
California
$660K
5
WSTAM
5
Wilbanks Smith & Thomas Asset Management
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
51
Sigma Planning Corp
Michigan
$170K +$3.88K +238 +2%
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$168K +$168K +10,309 New
SWM
53
Spire Wealth Management
Virginia
$55.3K – – –
RFA
54
Register Financial Advisors
Georgia
$50.8K – – –
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$37K – – –
WTC
56
WhitTier Trust Company
Nevada
$13.8K -$9.77K -600 -42%
NRG
57
Nemes Rush Group
Michigan
$12.2K +$12.2K +750 New
CSPIA
58
Cary Street Partners Investment Advisory
Virginia
$10.6K – – –
IA
59
IFP Advisors
Florida
$10.6K – – –
PA
60
Parallel Advisors
California
$6.42K – – –
OP
61
ORG Partners
Indiana
$5.98K +$5.98K +368 New
SPIA
62
Steward Partners Investment Advisory
New York
$3.91K – – –
SIS
63
Sound Income Strategies
Florida
$652 – – –
SIA
64
Sit Investment Associates
Minnesota
– -$582K -34,152 Closed
WSTAM
65
Wilbanks Smith & Thomas Asset Management
Virginia
– -$239K -14,000 Closed
BAM
66
Belpointe Asset Management
Nevada
– -$38.1K -2,237 Closed
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
– -$21.3K -1,250 Closed
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