GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

63 hedge funds and large institutions have $80.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2022 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+6
Holders Change %
+10.53%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
16
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.5M
2
BI
2
Bramshill Investments
Florida
$1.74M
3
XWM
3
Xcel Wealth Management
Florida
$832K
4
Invesco
4
Invesco
Georgia
$3.27M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$1.21M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$3.81M
2
Wells Fargo
2
Wells Fargo
California
$2.08M
3
RJA
3
Raymond James & Associates
Florida
$2.36M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.16M
5
UBS Group
5
UBS Group
Switzerland
$5.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$163K -$22.8K -1,401 -12%
EC
52
Elequin Capital
New York
$69.7K +$69.7K +4,258 New
SWM
53
Spire Wealth Management
Virginia
$55K -$10.5K -650 -16%
RFA
54
Register Financial Advisors
Georgia
$50.6K +$50.6K +3,094 New
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$37K – – –
BAM
56
Belpointe Asset Management
Nevada
$25.1K +$25.1K +1,537 New
IA
57
IFP Advisors
Florida
$14K +$14K +650 New
WTC
58
WhitTier Trust Company
Nevada
$12.7K – – –
CSPIA
59
Cary Street Partners Investment Advisory
Virginia
$10.6K +$10.6K +650 New
PA
60
Parallel Advisors
California
$6.45K +$6.45K +394 New
SPIA
61
Steward Partners Investment Advisory
New York
$3.93K -$7.28K -445 -65%
SIS
62
Sound Income Strategies
Florida
$654 – – –
PAG
63
Private Advisor Group
New Jersey
$431 +$3 +208 +0.8%
RCM
64
Rivernorth Capital Management
Florida
– -$205K -13,303 Closed
CPSC
65
Carl P. Sherr & Co
Massachusetts
– -$175K -11,325 Closed
AWS
66
Atria Wealth Solutions
New York
– -$155K -10,060 Closed
WAM
67
Wolverine Asset Management
Illinois
– -$54K -3,554 Closed
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
– -$26K -1,704 Closed
1 2
3