GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $92.4M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+9
Holders Change %
+16.98%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
23
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$2.11M
2
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$1.61M
3
Millennium Management
3
Millennium Management
New York
$530K
4
BW
4
Bison Wealth
Georgia
$961K
5
EM
5
ELCO Management
New York
$479K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$13.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.2M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
MML Investors Services
4
MML Investors Services
Massachusetts
$0
5
RJA
5
Raymond James & Associates
Florida
$3.78M
Name Holding Trade Value Shares
Change 		Shares
Change %
DAS
26
Dynamic Advisor Solutions
Arizona
$750K +$34.1K +1,437 +5%
AF
27
Advisornet Financial
Minnesota
$735K – – –
PAG
28
Private Advisor Group
New Jersey
$717K +$61.6K +2,595 +9%
WS
29
Wedbush Securities
California
$676K +$18K +760 +3%
Stifel Financial
30
Stifel Financial
Missouri
$594K +$34.2K +1,441 +6%
PPP
31
Private Portfolio Partners
New Jersey
$536K +$95.9K +4,041 +22%
Millennium Management
32
Millennium Management
New York
$530K +$530K +22,330 New
SWP
33
Stratos Wealth Partners
Ohio
$487K +$4.27K +180 +0.9%
EM
34
ELCO Management
New York
$479K +$479K +20,198 New
AP
35
Americana Partners
Texas
$441K +$441K +18,617 New
CA
36
CoreCap Advisors
Michigan
$420K +$420K +17,687 New
KWMG
37
King Wealth Management Group
Florida
$385K +$47.1K +1,984 +14%
HighTower Advisors
38
HighTower Advisors
Illinois
$333K -$37.9K -1,598 -10%
HWAM
39
Hennion & Walsh Asset Management
New Jersey
$333K +$71 +3 +0%
WSTAM
40
Wilbanks Smith & Thomas Asset Management
Virginia
$332K – – –
FAG
41
Fortitude Advisory Group
Washington
$329K +$329K +13,872 New
Truist Financial
42
Truist Financial
North Carolina
$323K – – –
SCM
43
Schnieders Capital Management
California
$311K +$59.4K +2,500 +24%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$297K +$3.46K +146 +1%
CPSC
45
Carl P. Sherr & Co
Massachusetts
$269K +$269K +11,325 New
CHJWM
46
Carlton Hofferkamp & Jenks Wealth Management
Texas
$267K -$64.3K -3,000 -19%
SWM
47
Spire Wealth Management
Virginia
$262K -$105K -4,430 -29%
AWM
48
AE Wealth Management
Kansas
$248K -$11.9K -500 -5%
BRWA
49
B. Riley Wealth Advisors
Florida
$228K -$89.1K -3,750 -28%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$228K +$228K +9,597 New
1
2
3