GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

43 hedge funds and large institutions have $93.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
20
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$10.1M
2
Morgan Stanley
Morgan Stanley
New York
$11M
3
MMA
Miracle Mile Advisors
California
$1.79M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$3.82M
5
MML Investors Services
MML Investors Services
Massachusetts
$280K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$10.2M
2
CA
Cetera Advisors
Colorado
$1.15M
3
SIA
Sit Investment Associates
Minnesota
$244K
4
FFA
First Foundation Advisors
California
$815K
5
BRWM
B. Riley Wealth Management
Tennessee
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DAS
26
Dynamic Advisor Solutions
Arizona
$286K +$45K +1,934 +19%
Truist Financial
27
Truist Financial
North Carolina
$283K +$13.5K +579 +5%
MML Investors Services
28
MML Investors Services
Massachusetts
$280K +$280K +12,061 New
HighTower Advisors
29
HighTower Advisors
Illinois
$275K +$3.65K +157 +1%
BW
30
Bison Wealth
Georgia
$256K – – –
SIA
31
Sit Investment Associates
Minnesota
$244K -$743K -31,938 -75%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$227K +$227K +9,804 New
BB
33
Busey Bank
Illinois
$221K – – –
FAAS
34
First Allied Advisory Services
California
$207K +$207K +8,900 New
AIA
35
Avalon Investment & Advisory
Texas
$200K +$200K +8,617 New
SPIA
36
Steward Partners Investment Advisory
New York
$108K +$59.5K +2,557 +122%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$99K – – –
Citigroup
38
Citigroup
New York
$85K +$15.6K +670 +22%
WTC
39
WhitTier Trust Company
Nevada
$22K -$13.3K -568 -38%
FWM
40
FSA Wealth Management
Massachusetts
$19K – – –
GWM
41
Geneos Wealth Management
Colorado
$13K – – –
SIS
42
Sound Income Strategies
Florida
$8K – – –
PAM
43
Panagora Asset Management
Massachusetts
$5K – – –
BRWM
44
B. Riley Wealth Management
Tennessee
– -$270K -12,243 Closed
FIA
45
FNY Investment Advisers
New York
– -$164K -7,466 Closed
MWM
46
MBE Wealth Management
Wisconsin
– -$35K -1,627 Closed
CTC
47
Central Trust Company
Missouri
– -$10K -433 Closed
NFG
48
Next Financial Group
Texas
– -$4K -200 Closed
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