GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

42 hedge funds and large institutions have $80.9M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
$2.81M
2
Wells Fargo
Wells Fargo
California
$4.47M
3
AIP
Ahrens Investment Partners
Louisiana
$421K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.72M
5
DAS
Dynamic Advisor Solutions
Arizona
$246K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$9.22M
2
Bank of America
Bank of America
North Carolina
$12.5M
3
Stifel Financial
Stifel Financial
Missouri
$0
4
DADC
D.A. Davidson & Co
Montana
$0
5
UBS Group
UBS Group
Switzerland
$3.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
KWMG
26
King Wealth Management Group
Florida
$281K – – –
DAS
27
Dynamic Advisor Solutions
Arizona
$246K +$246K +10,293 New
SWM
28
SeaCrest Wealth Management
New York
$240K -$7.45K -312 -3%
OA
29
Oxbow Advisors
Texas
$237K – – –
HighTower Advisors
30
HighTower Advisors
Illinois
$217K +$765 +32 +0.4%
FAAS
31
First Allied Advisory Services
California
$210K – – –
AIA
32
Avalon Investment & Advisory
Texas
$206K – – –
Citigroup
33
Citigroup
New York
$140K +$478 +20 +0.3%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$106K +$20.2K +842 +24%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$78K – – –
WTC
36
WhitTier Trust Company
Nevada
$71K – – –
SPIA
37
Steward Partners Investment Advisory
New York
$36K – – –
BWM
38
BerganKDV Wealth Management
Minnesota
$31K +$24.5K +1,015 +379%
MPWT
39
MassMutual Private Wealth & Trust
Connecticut
$24K +$24K +1,000 New
NIC
40
Northwest Investment Counselors
Oregon
$12K +$12K +500 New
PAM
41
Panagora Asset Management
Massachusetts
$12K +$12K +516 New
QCIG
42
Quad-Cities Investment Group
Iowa
$11K – – –
Stifel Financial
43
Stifel Financial
Missouri
– -$325K -13,777 Closed
DADC
44
D.A. Davidson & Co
Montana
– -$216K -9,000 Closed
Deutsche Bank
45
Deutsche Bank
Germany
– -$29K -1,250 Closed
FMP
46
Financial Management Professionals
Texas
– -$9K -380 Closed
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