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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

35 hedge funds and large institutions have $80.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

10% more capital invested

Capital invested by funds: $72.9M → $80.2M (+$7.28M)

7.91% more ownership

Funds ownership: 12.78%20.7% (+7.9%)

15% less funds holding

Funds holding: 4135 (-6)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$65K -$781K -35,600 -92%
Deutsche Bank
27
Deutsche Bank
Germany
$55K
Citigroup
28
Citigroup
New York
$46K -$631K -28,769 -93%
MFW
29
Mosaic Family Wealth
Missouri
$25K
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$22K +$21.9K +1,000 New
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$17K
US Bancorp
32
US Bancorp
Minnesota
$10K +$10K +456 New
Creative Planning
33
Creative Planning
Kansas
$7K +$22 +1 +0.3%
PCM
34
Penserra Capital Management
California
$5K -$790 -36 -13%
AG
35
Advisor Group
Arizona
$5K
1CP
36
1607 Capital Partners
Virginia
-$1.35M -63,104 Closed
KIM
37
Karpus Investment Management
New York
-$755K -35,250 Closed
WAM
38
Weiss Asset Management
Massachusetts
-$451K -21,065 Closed
MIAN
39
Mariner Independent Advisor Network
Kansas
-$331K -15,460 Closed
Squarepoint
40
Squarepoint
New York
-$280K -13,100 Closed
PNC
41
Park National Corp
Ohio
-$257K -12,000 Closed
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$64K -3,000 Closed
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
-$43K -2,000 Closed
BFEC
44
Benjamin F. Edwards & Company
Missouri
-$11K -500 Closed
NFG
45
Next Financial Group
Texas
-$4K -200 Closed

GBAB Hedge Fund Activity: Q1 2017 in Review

35 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) for Q1 2017, worth a combined $80.2M — up 10% from $72.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of GBAB and 5 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 15 added.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $25.8M. The largest seller was 1607 Capital Partners, exiting entirely with an estimated $1.35M sold.

  • 35 institutional investors held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) as of Q1 2017, down from 41 in Q4 2016.
  • Funds reported $80.2M of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust stock for Q1 2017, up 10% quarter-over-quarter.
  • 5 funds opened new Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust positions in Q1 2017 and 10 closed out, a net change of -5 holders.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust buyer in Q1 2017 was Guggenheim Capital, an estimated $25.8M added.
  • The largest Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust seller in Q1 2017 was 1607 Capital Partners, an estimated $1.35M sold.

Based on aggregated 13F filings for Q1 2017.