GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

35 hedge funds and large institutions have $80.2M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 10 closing their positions.

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$26.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.8M
3
UBS Group
3
UBS Group
Switzerland
$4.42M
4
SIA
4
Sit Investment Associates
Minnesota
$9.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$2.3M

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$0
2
Bank of America
2
Bank of America
North Carolina
$8.85M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$65K
4
KIM
4
Karpus Investment Management
New York
$0
5
Citigroup
5
Citigroup
New York
$46K
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$65K -$781K -35,600 -92%
Deutsche Bank
27
Deutsche Bank
Germany
$55K – – –
Citigroup
28
Citigroup
New York
$46K -$636K -28,769 -93%
MFW
29
Mosaic Family Wealth
Missouri
$25K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$22K +$22K +1,000 New
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$17K – – –
US Bancorp
32
US Bancorp
Minnesota
$10K +$10K +456 New
Creative Planning
33
Creative Planning
Kansas
$7K +$23 +1 +0.3%
PCM
34
Penserra Capital Management
California
$5K -$735 -36 -13%
AG
35
Advisor Group
Arizona
$5K – – –
1CP
36
1607 Capital Partners
Virginia
– -$1.35M -63,104 Closed
KIM
37
Karpus Investment Management
New York
– -$755K -35,250 Closed
WAM
38
Weiss Asset Management
Massachusetts
– -$451K -21,065 Closed
MIAN
39
Mariner Independent Advisor Network
Kansas
– -$331K -15,460 Closed
Squarepoint
40
Squarepoint
New York
– -$280K -13,100 Closed
PNC
41
Park National Corp
Ohio
– -$257K -12,000 Closed
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$64K -3,000 Closed
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
– -$43K -2,000 Closed
BFEC
44
Benjamin F. Edwards & Company
Missouri
– -$11K -500 Closed
NFG
45
Next Financial Group
Texas
– -$4K -200 Closed
1
2