GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

30 hedge funds and large institutions have $85.7M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.76M
2
ACM
2
Ashford Capital Management
Delaware
$2.46M
3
Bank of America
3
Bank of America
North Carolina
$6.72M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.56M
5
SG Americas Securities
5
SG Americas Securities
New York
$344K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$25.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$19.7M
3
SIA
3
Sit Investment Associates
Minnesota
$0
4
Invesco
4
Invesco
Georgia
$4.55M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$32K – – –
NES
27
New England Securities
New York
$29K – – –
NPC
28
National Planning Corporation
California
$18.2K +$18.2K +800 New
TIM
29
Tortoise Investment Management
New York
$17K -$34K -1,500 -67%
BIM
30
BlackRock Investment Management
Delaware
$5K +$5K +229 New
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$4K +$4K +162 New
SIA
32
Sit Investment Associates
Minnesota
– -$2.94M -137,815 Closed
AQR Capital Management
33
AQR Capital Management
Connecticut
– -$223K -10,443 Closed
LPL Financial
34
LPL Financial
California
– -$203K -9,372 Closed
TJHA
35
Thomas J. Herzfeld Advisors
Florida
– -$176K -8,258 Closed
NFG
36
Next Financial Group
Texas
– -$21K -987 Closed
1
2