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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

66 hedge funds and large institutions have $739M invested in First Trust Utilities AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 8 closing their positions.

Holders
66
Holders Change
+22
Holders Change %
+50%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
31
Increased
20
Reduced
9
Closed
8
Calls
–
Puts
$503K
Net Calls
-$503K
Net Calls Change
-$503K

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$355M
2
BTS
2
BB&T Securities
Virginia
$59M
3
PPA
3
Parametric Portfolio Associates
Washington
$42.8M
4
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.2M
5
SAM
5
Shamrock Asset Management
Texas
$24M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$240K
2
Goldman Sachs
2
Goldman Sachs
New York
$7.7M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
Jane Street
4
Jane Street
New York
$0
5
VF
5
Virtu Financial
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$733K +$733K +29,454 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$698K -$209K -8,381 -23%
SI
28
Stephens Inc
Arkansas
$644K +$414K +16,638 +180%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$641K +$641K +25,778 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$621K +$138K +5,536 +29%
IH
31
IFC Holdings
Florida
$568K – – –
HighTower Advisors
32
HighTower Advisors
Illinois
$542K – – –
ACM
33
Aviance Capital Management
Florida
$541K +$541K +21,735 New
FA
34
FDx Advisors
Illinois
$539K +$539K +21,658 New
ACM
35
Argentus Capital Management
Texas
$481K +$481K +19,339 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$449K -$64.9K -2,609 -13%
PAG
37
Private Advisor Group
New Jersey
$432K +$348K +13,976 +412%
ONB
38
Old National Bancorp
Indiana
$382K -$111K -4,445 -22%
AIG
39
American International Group
New York
$354K +$43.1K +1,733 +14%
Koshinski Asset Management
40
Koshinski Asset Management
Illinois
$299K +$299K +12,004 New
FHC
41
First Heartland Consultants
Missouri
$278K +$7.46K +300 +3%
CA
42
Cetera Advisors
Colorado
$251K +$251K +10,069 New
FIM
43
Freedom Investment Management
Connecticut
$244K +$244K +9,808 New
CS
44
Credit Suisse
Switzerland
$240K -$4.3M -172,663 -95%
NA
45
Navellier & Associates
Nevada
$240K +$8.1K +326 +3%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$223K +$7.38K +297 +3%
Creative Planning
47
Creative Planning
Kansas
$108K -$22K -887 -17%
IPC
48
Independent Portfolio Consultants
Florida
$103K +$103K +4,130 New
ASN
49
Advisory Services Network
Georgia
$95K +$95K +3,755 New
BRWM
50
B. Riley Wealth Management
Tennessee
$90K +$72.3K +2,921 +409%
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