Independent Portfolio Consultants’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Independent Portfolio Consultants’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-1,170	Closed	-$31K	–	845
2016 Q4	$31K	Sell	1,170 -340	-23%	-$8.81K	0.01%	587
2016 Q3	$39K	Hold	1,510	–	–	0.01%	582
2016 Q2	$41K	Buy	+1,510	New	+$38.7K	0.01%	568
2015 Q2	–	Sell	-1,490	Closed	-$35K	–	925
2015 Q1	$35K	Sell	1,490 -2,640	-64%	-$64.9K	0.01%	642
2014 Q4	$103K	Buy	+4,130	New	+$98.8K	0.02%	497

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.35B AUM 34.37% 1-Year Est. Return

Independent Portfolio Consultants's FXU Position: Q1 2017 in Review

Independent Portfolio Consultants sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2017, closing a stake of 1,170 shares — an estimated $31K sold.

Independent Portfolio Consultants first reported a position in FXU in Q4 2014 and held it in 5 quarters. The position peaked at $103K in Q4 2014. 107 funds tracked by Wall St. Rank hold FXU as of Q1 2017.

Independent Portfolio Consultants reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
Independent Portfolio Consultants sold 1,170 First Trust Utilities AlphaDEX Fund shares in Q1 2017, an estimated $31K.
Independent Portfolio Consultants first reported a position in First Trust Utilities AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Independent Portfolio Consultants's First Trust Utilities AlphaDEX Fund position peaked at $103K in Q4 2014.
107 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2017.

Based on Independent Portfolio Consultants's 13F filing for Q1 2017, filed 25 Apr 2017.