Stephens Inc’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Stephens Inc’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,505	Closed	-$284K	–	703
2017 Q3	$284K	Sell	10,505 -2,274	-18%	-$62.7K	0.01%	586
2017 Q2	$347K	Sell	12,779 -209	-2%	-$5.77K	0.01%	656
2017 Q1	$356K	Sell	12,988 -345	-3%	-$9.39K	0.01%	626
2016 Q4	$356K	Sell	13,333 -3,737	-22%	-$96.9K	0.01%	572
2016 Q3	$443K	Sell	17,070 -12,211	-42%	-$326K	0.02%	529
2016 Q2	$791K	Sell	29,281 -6,548	-18%	-$168K	0.04%	407
2016 Q1	$931K	Buy	+35,829	New	+$846K	0.05%	342
2015 Q2	–	Sell	-18,219	Closed	-$431K	–	822
2015 Q1	$431K	Sell	18,219 -7,647	-30%	-$188K	0.02%	531
2014 Q4	$644K	Buy	25,866 +16,638	+180%	+$398K	0.03%	449
2014 Q3	$209K	Hold	9,228	–	–	0.01%	703
2014 Q2	$220K	Buy	+9,228	New	+$211K	0.01%	736

Other funds holding FXU

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Stephens Inc's FXU Position: Q4 2017 in Review

Stephens Inc sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2017, closing a stake of 10,505 shares — an estimated $284K sold.

Stephens Inc first reported a position in FXU in Q2 2014 and held it in 11 quarters. The position peaked at $931K in Q1 2016. 77 funds tracked by Wall St. Rank hold FXU as of Q4 2017.

Stephens Inc reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Stephens Inc sold 10,505 First Trust Utilities AlphaDEX Fund shares in Q4 2017, an estimated $284K.
Stephens Inc first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2014 and held it in 11 quarters.
Stephens Inc's First Trust Utilities AlphaDEX Fund position peaked at $931K in Q1 2016.
77 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2017.

Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.