Freedom Investment Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Freedom Investment Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,109	Closed	-$338K	–	848
2015 Q4	$338K	Buy	15,109 +5,848	+63%	+$133K	0.03%	519
2015 Q3	$227K	Sell	9,261 -10,572	-53%	-$239K	0.02%	578
2015 Q2	$436K	Buy	19,833 +1,557	+9%	+$36.5K	0.04%	379
2015 Q1	$432K	Buy	18,276 +8,468	+86%	+$208K	0.05%	357
2014 Q4	$244K	Buy	+9,808	New	+$235K	0.03%	491

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Freedom Investment Management's FXU Position: Q1 2016 in Review

Freedom Investment Management sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2016, closing a stake of 15,109 shares — an estimated $338K sold.

Freedom Investment Management first reported a position in FXU in Q4 2014 and held it in 5 quarters. The position peaked at $436K in Q2 2015. 94 funds tracked by Wall St. Rank hold FXU as of Q1 2016.

Freedom Investment Management reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Freedom Investment Management sold 15,109 First Trust Utilities AlphaDEX Fund shares in Q1 2016, an estimated $338K.
Freedom Investment Management first reported a position in First Trust Utilities AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Freedom Investment Management's First Trust Utilities AlphaDEX Fund position peaked at $436K in Q2 2015.
94 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2016.

Based on Freedom Investment Management's 13F filing for Q1 2016, filed 8 Apr 2016.