First Heartland Consultants’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

First Heartland Consultants’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-21,829	Closed	-$583K	–	337
2016 Q4	$583K	Sell	21,829 -852	-4%	-$22.1K	0.18%	156
2016 Q3	$588K	Sell	22,681 -8,931	-28%	-$238K	0.17%	148
2016 Q2	$854	Sell	31,612 -854	-3%	-$21.9K	0.09%	98
2016 Q1	$843K	Buy	+32,466	New	+$767K	0.32%	82
2015 Q2	–	Sell	-11,680	Closed	-$276K	–	265
2015 Q1	$276K	Buy	11,680 +500	+4%	+$12.3K	0.11%	198
2014 Q4	$278K	Buy	11,180 +300	+3%	+$7.18K	0.11%	189
2014 Q3	$246K	Buy	+10,880	New	+$250K	0.11%	203
2013 Q3	–	Sell	-2,705	Closed	-$54K	–	274
2013 Q2	$54K	Buy	+2,705	New	+$53.8K	0.03%	263

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

First Heartland Consultants's FXU Position: Q1 2017 in Review

First Heartland Consultants sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2017, closing a stake of 21,829 shares — an estimated $583K sold.

First Heartland Consultants first reported a position in FXU in Q2 2013 and held it in 8 quarters. The position peaked at $843K in Q1 2016. 107 funds tracked by Wall St. Rank hold FXU as of Q1 2017.

First Heartland Consultants reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
First Heartland Consultants sold 21,829 First Trust Utilities AlphaDEX Fund shares in Q1 2017, an estimated $583K.
First Heartland Consultants first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and held it in 8 quarters.
First Heartland Consultants's First Trust Utilities AlphaDEX Fund position peaked at $843K in Q1 2016.
107 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2017.

Based on First Heartland Consultants's 13F filing for Q1 2017, filed 12 May 2017.