Aviance Capital Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Aviance Capital Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	$35K	Sell	1,237 -306	-20%	-$8.51K	0.01%	185
2018 Q4	$41K	Buy	+1,543	New	+$43.1K	0.01%	180
2017 Q3	–	Sell	-72	Closed	-$2K	–	342
2017 Q2	$2K	Buy	+72	New	+$1.99K	﹤0.01%	328
2016 Q4	–	Sell	-41,253	Closed	-$1.07M	–	241
2016 Q3	$1.07M	Sell	41,253 -13,522	-25%	-$361K	0.03%	204
2016 Q2	$1.48M	Sell	54,775 -11,609	-17%	-$297K	0.04%	162
2016 Q1	$1.73M	Buy	+66,384	New	+$1.57M	0.06%	143
2015 Q2	–	Sell	-41,793	Closed	-$988K	–	116
2015 Q1	$988K	Buy	41,793 +20,058	+92%	+$493K	0.04%	143
2014 Q4	$541K	Buy	+21,735	New	+$520K	0.02%	227

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Aviance Capital Management's FXU Position: Q1 2019 in Review

Aviance Capital Management reduced its First Trust Utilities AlphaDEX Fund (FXU) stake by 20% in Q1 2019, selling an estimated $8.51K and leaving 1,237 shares worth $35K. The position accounts for 0.01% of the portfolio, ranked #185.

Aviance Capital Management first reported a position in FXU in Q4 2014 and has held it in 8 quarters since. The position peaked at $1.73M in Q1 2016. 95 funds tracked by Wall St. Rank hold FXU as of Q1 2019.

Aviance Capital Management held 1,237 shares of First Trust Utilities AlphaDEX Fund worth $35K as of Q1 2019.
Aviance Capital Management sold 306 First Trust Utilities AlphaDEX Fund shares in Q1 2019, an estimated $8.51K.
First Trust Utilities AlphaDEX Fund made up 0.01% of Aviance Capital Management's portfolio in Q1 2019, its #185 holding.
Aviance Capital Management first reported a position in First Trust Utilities AlphaDEX Fund in Q4 2014 and has held it in 8 quarters since.
Aviance Capital Management's First Trust Utilities AlphaDEX Fund position peaked at $1.73M in Q1 2016.
95 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2019.

Based on Aviance Capital Management's 13F filing for Q1 2019, filed 15 May 2019.