We are live on ! Find out more
FXN icon

First Trust Energy AlphaDEX Fund

95 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 9195 (+4)

1% more capital invested

Capital invested by funds: $1.26B → $1.26B (+$6.49M)

0.09% more ownership

Funds ownership: 82.7%82.79% (+0.09%)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
32
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GW
76
GW & Wade
Massachusetts
$174K +$167K +11,254 New
FAM
77
Formidable Asset Management
Ohio
$170K
AI
78
Atria Investments
North Carolina
$167K -$285K -19,272 -64%
Citigroup
79
Citigroup
New York
$162K +$10.8K +726 +7%
Manulife (Manufacturers Life Insurance)
80
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$83K +$26.4K +1,779 +49%
FANJ
81
Financial Architects (New Jersey)
New Jersey
$65K +$42.3K +2,855 +205%
NFG
82
Next Financial Group
Texas
$64K +$23.2K +1,565 +60%
DADC
83
D.A. Davidson & Co
Montana
$53K -$1.23M -82,906 -96%
PFBT
84
Parkside Financial Bank & Trust
Missouri
$45K
SFG
85
SevenBridge Financial Group
Pennsylvania
$23K
IWMPD
86
Integrated Wealth Management (Palm Desert)
California
$19K
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$14K -$1.57K -106 -11%
JFGIW
88
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$10K
SEI Investments
89
SEI Investments
Pennsylvania
$8K -$44 -3 -0.6%
WEC
90
Winslow Evans & Crocker
Massachusetts
$6.17K
ASN
91
Advisory Services Network
Georgia
$6K -$3.36K -227 -38%
GWM
92
Geneos Wealth Management
Colorado
$6K -$1.22K -82 -15%
Creative Planning
93
Creative Planning
Kansas
$4K +$3.97K +268 New
HI
94
Hudock Inc
Pennsylvania
$2K -$859K -57,960 -100%
CS
95
Credit Suisse
Switzerland
-$3.73M -250,001 Closed
AIM
96
Astor Investment Management
Illinois
-$3.67M -246,384 Closed
ACM
97
Aviance Capital Management
Florida
-$1.64M -109,768 Closed
CWM
98
Concert Wealth Management
California
-$216K -14,595 Closed
M&T Bank
99
M&T Bank
New York
-$176K -11,779 Closed
CFA
100
CT Financial Advisors
Pennsylvania
-$5.14K -345 Closed

FXN Hedge Fund Activity: Q3 2016 in Review

95 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2016, worth a combined $1.26B — up 0.52% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 6 closed out — a net gain of 6 holders — while 32 added to existing stakes and 41 trimmed.

The largest buyer was NewSquare Capital, adding an estimated $12M. The largest seller was First Trust Advisors, cutting an estimated $24.8M.

  • 95 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2016, up from 91 in Q2 2016.
  • Funds reported $1.26B of First Trust Energy AlphaDEX Fund stock for Q3 2016, up 0.52% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2016 was NewSquare Capital, an estimated $12M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $24.8M sold.

Based on aggregated 13F filings for Q3 2016.