Aviance Capital Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Aviance Capital Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-117	Closed	-$2K	–	295
2017 Q4	$2K	Hold	117	–	–	﹤0.01%	261
2017 Q3	$2K	Sell	117 -188	-62%	-$2.5K	﹤0.01%	297
2017 Q2	$4K	Buy	+305	New	+$4.28K	﹤0.01%	304
2016 Q3	–	Sell	-109,768	Closed	-$1.64M	–	335
2016 Q2	$1.64M	Sell	109,768 -25,087	-19%	-$374K	0.05%	155
2016 Q1	$1.9M	Buy	+134,855	New	+$1.71M	0.06%	137
2015 Q1	–	Sell	-28,602	Closed	-$599K	–	282
2014 Q4	$599K	Buy	+28,602	New	+$649K	0.02%	215

Other funds holding FXN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Aviance Capital Management's FXN Position: Q1 2018 in Review

Aviance Capital Management sold out of First Trust Energy AlphaDEX Fund (FXN) in Q1 2018, closing a stake of 117 shares — an estimated $2K sold.

Aviance Capital Management first reported a position in FXN in Q4 2014 and held it in 6 quarters. The position peaked at $1.9M in Q1 2016. 78 funds tracked by Wall St. Rank hold FXN as of Q1 2018.

Aviance Capital Management reported no remaining First Trust Energy AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
Aviance Capital Management sold 117 First Trust Energy AlphaDEX Fund shares in Q1 2018, an estimated $2K.
Aviance Capital Management first reported a position in First Trust Energy AlphaDEX Fund in Q4 2014 and held it in 6 quarters.
Aviance Capital Management's First Trust Energy AlphaDEX Fund position peaked at $1.9M in Q1 2016.
78 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q1 2018.

Based on Aviance Capital Management's 13F filing for Q1 2018, filed 15 May 2018.