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First Trust Energy AlphaDEX Fund

95 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 9195 (+4)

1% more capital invested

Capital invested by funds: $1.26B → $1.26B (+$6.49M)

0.09% more ownership

Funds ownership: 82.7%82.79% (+0.09%)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
32
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$666K +$38.3K +2,584 +6%
VKH
52
Virtu KCG Holdings
New York
$655K +$210K +14,159 +50%
RPG
53
Risk Paradigm Group
Texas
$584K -$347K -23,454 -38%
VFA
54
Voya Financial Advisors
Connecticut
$573K -$8.74K -590 -2%
Goldman Sachs
55
Goldman Sachs
New York
$567K -$1.84M -124,119 -77%
HF
56
HRT Financial
New York
$559K +$538K +36,306 New
ACM
57
Argentus Capital Management
Texas
$529K -$64.4K -4,347 -11%
WF
58
WealthTrust Fairport
Ohio
$476K
SCA
59
Snowden Capital Advisors
New York
$445K
SI
60
Stephens Inc
Arkansas
$438K -$294K -19,849 -41%
KA
61
Kovack Advisors
Florida
$435K +$418K +28,195 New
FIM
62
Freedom Investment Management
Connecticut
$395K +$161K +10,862 +74%
FAAS
63
First Allied Advisory Services
California
$393K +$108K +7,306 +40%
SWP
64
Stratos Wealth Partners
Ohio
$392K -$4.75K -321 -1%
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
$374K +$359K +24,239 New
ICOA
66
Investment Centers of America
North Dakota
$353K -$7.41K -500 -2%
IA
67
IFP Advisors
Florida
$342K -$31.1K -2,100 -9%
SG
68
StoneX Group
New York
$315K +$303K +20,423 New
US Bancorp
69
US Bancorp
Minnesota
$264K +$253K +17,096 New
WS
70
Wedbush Securities
California
$256K +$44 +3 +0%
RCAG
71
Rehmann Capital Advisory Group
Michigan
$245K
WA
72
WFG Advisors
Texas
$227K +$11.3K +760 +5%
CA
73
Cetera Advisors
Colorado
$205K -$21.9K -1,480 -10%
FHC
74
First Heartland Consultants
Missouri
$197K -$144K -9,743 -43%
NPC
75
National Planning Corporation
California
$193K -$16.9K -1,143 -8%

FXN Hedge Fund Activity: Q3 2016 in Review

95 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2016, worth a combined $1.26B — up 0.52% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 6 closed out — a net gain of 6 holders — while 32 added to existing stakes and 41 trimmed.

The largest buyer was NewSquare Capital, adding an estimated $12M. The largest seller was First Trust Advisors, cutting an estimated $24.8M.

  • 95 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2016, up from 91 in Q2 2016.
  • Funds reported $1.26B of First Trust Energy AlphaDEX Fund stock for Q3 2016, up 0.52% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2016 was NewSquare Capital, an estimated $12M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $24.8M sold.

Based on aggregated 13F filings for Q3 2016.