First Trust Energy AlphaDEX Fund
FXN
50 hedge funds and large institutions have $95.1M invested in First Trust Energy AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 14 closing their positions.
5.13% more ownership
Funds ownership: 43.39% → 48.52% (+5.1%)
1% less capital invested
Capital invested by funds: $95.8M → $95.1M (-$682K)
9% less funds holding
Funds holding: 55 → 50 (-5)
36% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 14
39% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 23
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$12.7M |
| 2 |
Morgan Stanley
New York
|
+$6.92M |
| 3 |
LPL Financial
San Diego,
California
|
+$5.36M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$1.6M |
| 5 |
CCS
Crosspoint Capital Strategies
Orinda,
California
|
+$1.46M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MM
Main Management
San Francisco,
California
|
-$6.37M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$3.21M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$2.49M |
| 4 |
SAM
SignalPoint Asset Management
Springfield,
Missouri
|
-$2.36M |
| 5 |
Creative Planning
Overland Park,
Kansas
|
-$2.35M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MCWS
51
McKinley Carter Wealth Services
Wheeling,
West Virginia
| – | -$1.74M | -120,530 | Closed |
|
|
IAS
52
IMA Advisory Services
Denver,
Colorado
| – | -$1.56M | -112,070 | Closed |
|
|
VF
53
Virtu Financial
New York
| – | -$1.22M | -84,828 | Closed |
|
|
BAAM
54
Baker Avenue Asset Management
San Francisco,
California
| – | -$426K | -29,566 | Closed |
|
55
Ameriprise
Minneapolis,
Minnesota
| – | -$362K | -25,155 | Closed |
|
|
CA
56
Cetera Advisors
Denver,
Colorado
| – | -$301K | -21,206 | Closed |
|
|
HFS
57
HL Financial Services
Louisville,
Kentucky
| – | -$242K | -16,788 | Closed |
|
|
SS
58
Simplicity Solutions
Minneapolis,
Minnesota
| – | -$232K | -16,117 | Closed |
|
|
CAM
59
Concorde Asset Management
Ann Arbor,
Michigan
| – | -$205K | -14,205 | Closed |
|
|
TSS
60
Two Sigma Securities
New York
| – | -$173K | -11,997 | Closed |
|
|
MAS
61
Madden Advisory Services
Jacksonville,
Florida
| – | -$6K | -470 | Closed |
|
62
SEI Investments
Oaks,
Pennsylvania
| – | -$4K | -254 | Closed |
|
|
CTC
63
Central Trust Company
Jefferson City,
Missouri
| – | -$4K | -250 | Closed |
|
FXN Hedge Fund Activity: Q4 2015 in Review
50 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2015, worth a combined $95.1M — down 0.71% from $95.8M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of FXN and 9 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 14 added.
The largest buyer was Bank of America, adding an estimated $12.7M. The largest seller was Main Management, exiting entirely with an estimated $6.37M sold.
- 50 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2015, down from 55 in Q3 2015.
- Funds reported $95.1M of First Trust Energy AlphaDEX Fund stock for Q4 2015, down 0.71% quarter-over-quarter.
- 9 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2015 and 14 closed out, a net change of -5 holders.
- The largest First Trust Energy AlphaDEX Fund buyer in Q4 2015 was Bank of America, an estimated $12.7M added.
- The largest First Trust Energy AlphaDEX Fund seller in Q4 2015 was Main Management, an estimated $6.37M sold.
Based on aggregated 13F filings for Q4 2015.