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First Trust Energy AlphaDEX Fund

88 hedge funds and large institutions have $235M invested in First Trust Energy AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more capital invested

Capital invested by funds: $99.2M → $235M (+$136M)

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

55% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 20

13% more funds holding

Funds holding: 7888 (+10)

10.96% more ownership

Funds ownership: 48.4%59.35% (+11%)

Holders
88
Holders Change
+10
Holders Change %
+12.82%
% of All Funds
2.01%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
31
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$1.2M -$55.6K -3,443 -5%
BCM
27
Breiter Capital Management
Florida
$1.19M +$1.13M +70,190 New
OC
28
Oppenheimer & Co
New York
$1.08M +$1.04M +64,094 New
TRCT
29
Tower Research Capital (TRC)
New York
$1.06M -$499K -30,885 -33%
KWM
30
Kingsview Wealth Management
Oregon
$1.03M +$547K +33,830 +125%
MML Investors Services
31
MML Investors Services
Massachusetts
$1.02M -$17.6K -1,090 -2%
HCIA
32
Hochman Cole Investment Advisors
Illinois
$870K +$45.1K +2,793 +6%
PGA
33
Premia Global Advisors
Florida
$849K +$889K +55,000 New
SG Americas Securities
34
SG Americas Securities
New York
$807K +$771K +47,684 New
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$678K -$423K -26,166 -39%
QCIG
36
Quad-Cities Investment Group
Iowa
$678K +$240K +14,846 +58%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$651K +$309K +19,139 +99%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$627K
BTS
39
BB&T Securities
Virginia
$564K +$39.5K +2,446 +8%
RPG
40
Risk Paradigm Group
Texas
$563K -$7.66K -474 -1%
FAAS
41
First Allied Advisory Services
California
$549K +$139K +8,606 +36%
NWP
42
Northstar Wealth Partners
Connecticut
$549K +$525K +32,469 New
PFS
43
Prospera Financial Services
Texas
$535K -$10.7K -660 -2%
BRWA
44
B. Riley Wealth Advisors
Florida
$518K -$6.11K -378 -1%
SAM
45
SignalPoint Asset Management
Missouri
$481K -$36.8K -2,276 -7%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$481K -$13.3K -823 -3%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$463K +$175K +10,841 +65%
Stifel Financial
48
Stifel Financial
Missouri
$455K +$129K +7,987 +42%
DADC
49
D.A. Davidson & Co
Montana
$365K +$69.7K +4,315 +25%
RIA
50
Regal Investment Advisors
Michigan
$346K -$16.1K -998 -5%

FXN Hedge Fund Activity: Q2 2018 in Review

88 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2018, worth a combined $235M — up 137% from $99.2M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXN positions and 9 closed out — a net gain of 12 holders — while 31 added to existing stakes and 20 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $21.9M. The largest seller was Merriman Wealth Management, exiting entirely with an estimated $2.22M sold.

  • 88 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2018, up from 78 in Q1 2018.
  • Funds reported $235M of First Trust Energy AlphaDEX Fund stock for Q2 2018, up 137% quarter-over-quarter.
  • 21 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2018 and 9 closed out, a net change of +12 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2018 was Navellier & Associates, an estimated $21.9M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2018 was Merriman Wealth Management, an estimated $2.22M sold.

Based on aggregated 13F filings for Q2 2018.