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First Trust Energy AlphaDEX Fund
FXN

79 hedge funds and large institutions have $112M invested in First Trust Energy AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

16% more funds holding

Funds holding: 68 → 79 (+11)

3% more capital invested

Capital invested by funds: $109M → $112M (+$3.53M)

0.12% less ownership

Funds ownership: 48.12% → 48% (-0.12%)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

Holders
79
Holders Change
+11
Holders Change %
+16.18%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
23
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFA
Beaumont Financial Advisors
Massachusetts
+$1.93M
2
MWM
Merriman Wealth Management
Washington
+$1.42M
3
Jane Street
Jane Street
New York
+$1.31M
4
RJA
Raymond James & Associates
Florida
+$1.25M
5
Morgan Stanley
Morgan Stanley
New York
+$459K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$3.33M
2
FAM
Flaharty Asset Management
Florida
-$3.17M
3
Bank of America
Bank of America
North Carolina
-$2.12M
4
Wells Fargo
Wells Fargo
California
-$1.89M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$907K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$847K +$245K +16,918 +45%
HCIA
27
Hochman Cole Investment Advisors
Illinois
$747K -$112K -7,739 -14%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$728K +$220K +15,180 +48%
TRCT
29
Tower Research Capital (TRC)
New York
$643K -$278K -19,183 -32%
PFS
30
Prospera Financial Services
Texas
$604K -$11.2K -771 -2%
GFPC
31
Global Financial Private Capital
Florida
$602K -$131K -9,014 -19%
RPG
32
Risk Paradigm Group
Texas
$529K +$2.49K +172 +0.5%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$521K -$26.8K -1,852 -5%
AI
34
Atria Investments
North Carolina
$518K +$307K +21,221 +174%
SAM
35
SignalPoint Asset Management
Missouri
$498K +$43.2K +2,981 +10%
BRWA
36
B. Riley Wealth Advisors
Florida
$481K +$449K +30,991 New
RIA
37
Regal Investment Advisors
Michigan
$480K -$215K -14,861 -32%
Stifel Financial
38
Stifel Financial
Missouri
$472K +$77.3K +5,335 +21%
BTS
39
BB&T Securities
Virginia
$467K +$172K +11,869 +65%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$455K -$907K -62,578 -68%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$418K -$48.2K -3,326 -11%
WS
42
Wedbush Securities
California
$387K +$362K +25,000 New
FA
43
FDx Advisors
Illinois
$344K +$322K +22,251 New
SWP
44
Stratos Wealth Partners
Ohio
$278K +$971 +67 +0.4%
RCAG
45
Rehmann Capital Advisory Group
Michigan
$246K – – –
WP
46
WealthSource Partners
California
$240K +$225K +15,523 New
SG Americas Securities
47
SG Americas Securities
New York
$238K +$222K +15,351 New
Citigroup
48
Citigroup
New York
$206K +$67.2K +4,640 +53%
FAAS
49
First Allied Advisory Services
California
$184K +$171K +11,791 New
PAG
50
Private Advisor Group
New Jersey
$183K -$369K -25,491 -69%
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FXN Hedge Fund Activity: Q4 2017 in Review

79 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2017, worth a combined $112M — up 3.2% from $109M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXN positions and 8 closed out — a net gain of 11 holders — while 23 added to existing stakes and 28 trimmed.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $1.93M. The largest seller was UBS Group, cutting an estimated $3.33M.

  • 79 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2017, up from 68 in Q3 2017.
  • Funds reported $112M of First Trust Energy AlphaDEX Fund stock for Q4 2017, up 3.2% quarter-over-quarter.
  • 19 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2017 and 8 closed out, a net change of +11 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2017 was Beaumont Financial Advisors, an estimated $1.93M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2017 was UBS Group, an estimated $3.33M sold.

Based on aggregated 13F filings for Q4 2017.