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First Trust Energy AlphaDEX Fund

95 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 9195 (+4)

1% more capital invested

Capital invested by funds: $1.26B → $1.26B (+$6.49M)

0.09% more ownership

Funds ownership: 82.7%82.79% (+0.09%)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
32
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
26
BB&T Securities
Virginia
$3.15M -$54K -3,643 -2%
BFA
27
Beaumont Financial Advisors
Massachusetts
$2.96M -$1.58M -106,801 -36%
SB
28
Suntrust Banks
Georgia
$2.54M +$495K +33,427 +25%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$2.11M +$374K +25,218 +22%
UCFA
30
United Capital Financial Advisors
Texas
$1.84M -$1.29M -87,295 -42%
VF
31
Virtu Financial
New York
$1.73M +$1.66M +111,888 New
AP
32
Atwood & Palmer
Missouri
$1.6M -$33.8K -2,280 -2%
JP Morgan Chase
33
JP Morgan Chase
New York
$1.43M -$1.31M -88,126 -49%
IH
34
IFC Holdings
Florida
$1.38M +$32.2K +2,172 +2%
RIA
35
Regal Investment Advisors
Michigan
$1.36M +$39.4K +2,660 +3%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$1.28M -$59.6K -4,025 -5%
Jane Street
37
Jane Street
New York
$1.21M +$179K +12,087 +18%
SFI
38
SPC Financial Inc
Maryland
$1.13M -$39.3K -2,655 -3%
PAG
39
Private Advisor Group
New Jersey
$1.04M -$124K -8,339 -11%
MWM
40
MinichMacGregor Wealth Management
New York
$996K +$54.6K +3,686 +6%
SPC
41
Sigma Planning Corp
Michigan
$971K +$933K +62,998 New
HCIA
42
Hochman Cole Investment Advisors
Illinois
$933K -$2.55K -172 -0.3%
OC
43
Oppenheimer & Co
New York
$853K -$9.04K -610 -1%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$835K +$44.7K +3,018 +6%
SG Americas Securities
45
SG Americas Securities
New York
$807K +$775K +52,328 New
TRCT
46
Tower Research Capital (TRC)
New York
$766K +$736K +49,707 New
HI
47
Horizon Investments
North Carolina
$709K -$69K -4,656 -9%
FFS
48
Founders Financial Securities
Maryland
$709K -$26.9K -1,813 -4%
WI
49
Wintrust Investments
Illinois
$702K +$65.3K +4,411 +11%
PFS
50
Prospera Financial Services
Texas
$687K +$223K +15,044 +51%

FXN Hedge Fund Activity: Q3 2016 in Review

95 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2016, worth a combined $1.26B — up 0.52% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 6 closed out — a net gain of 6 holders — while 32 added to existing stakes and 41 trimmed.

The largest buyer was NewSquare Capital, adding an estimated $12M. The largest seller was First Trust Advisors, cutting an estimated $24.8M.

  • 95 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2016, up from 91 in Q2 2016.
  • Funds reported $1.26B of First Trust Energy AlphaDEX Fund stock for Q3 2016, up 0.52% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2016 was NewSquare Capital, an estimated $12M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $24.8M sold.

Based on aggregated 13F filings for Q3 2016.