Horizon Investments’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Horizon Investments’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-28,368	Closed	-$186K	–	409
2020 Q2	$186K	Buy	+28,368	New	+$175K	﹤0.01%	426
2017 Q1	–	Sell	-42,524	Closed	-$702K	–	175
2016 Q4	$702K	Sell	42,524 -3,465	-8%	-$54.4K	0.05%	80
2016 Q3	$709K	Sell	45,989 -4,656	-9%	-$69K	0.05%	62
2016 Q2	$755K	Buy	50,645 +7,507	+17%	+$112K	0.06%	65
2016 Q1	$609K	Buy	+43,138	New	+$546K	0.05%	63

Other funds holding FXN

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAM

Secure Asset Management Troy, Michigan $714M AUM 27.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Horizon Investments's FXN Position: Q3 2020 in Review

Horizon Investments sold out of First Trust Energy AlphaDEX Fund (FXN) in Q3 2020, closing a stake of 28,368 shares — an estimated $186K sold.

Horizon Investments first reported a position in FXN in Q1 2016 and held it in 5 quarters. The position peaked at $755K in Q2 2016. 65 funds tracked by Wall St. Rank hold FXN as of Q3 2020.

Horizon Investments reported no remaining First Trust Energy AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Horizon Investments sold 28,368 First Trust Energy AlphaDEX Fund shares in Q3 2020, an estimated $186K.
Horizon Investments first reported a position in First Trust Energy AlphaDEX Fund in Q1 2016 and held it in 5 quarters.
Horizon Investments's First Trust Energy AlphaDEX Fund position peaked at $755K in Q2 2016.
65 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2020.

Based on Horizon Investments's 13F filing for Q3 2020, filed 16 Nov 2020.