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First Trust Energy AlphaDEX Fund

91 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 19

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

15% more capital invested

Capital invested by funds: $1.1B → $1.26B (+$161M)

11% more funds holding

Funds holding: 8291 (+9)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

109.87% less ownership

Funds ownership: 192.57%82.7% (-110%)

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
2.43%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
43
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CL
26
Choreo LLC
Illinois
$2.81M +$2.81M +188,830 New
JP Morgan Chase
27
JP Morgan Chase
New York
$2.7M +$1.91M +128,231 +243%
Goldman Sachs
28
Goldman Sachs
New York
$2.4M -$4.2M -281,981 -64%
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$2.1M +$673K +45,120 +47%
SB
30
Suntrust Banks
Georgia
$1.95M +$1.34M +89,850 +217%
VFS
31
VSR Financial Services
Kansas
$1.94M +$838K +56,234 +76%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$1.74M +$1.44M +96,766 +501%
ACM
33
Aviance Capital Management
Florida
$1.64M -$374K -25,087 -19%
AP
34
Atwood & Palmer
Missouri
$1.58M +$52.1K +3,495 +3%
IH
35
IFC Holdings
Florida
$1.33M +$37.1K +2,487 +3%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$1.3M -$1.25K -84 -0.1%
DADC
37
D.A. Davidson & Co
Montana
$1.29M -$52.4K -3,512 -4%
RIA
38
Regal Investment Advisors
Michigan
$1.27M +$183K +12,308 +17%
SFI
39
SPC Financial Inc
Maryland
$1.13M
PAG
40
Private Advisor Group
New Jersey
$1.13M -$49.9K -3,345 -4%
NA
41
NewEdge Advisors
Louisiana
$1.04M +$569K +38,138 +120%
Jane Street
42
Jane Street
New York
$993K +$994K +66,662 New
RPG
43
Risk Paradigm Group
Texas
$914K +$915K +61,350 New
MWM
44
MinichMacGregor Wealth Management
New York
$907K -$14.5K -973 -2%
HCIA
45
Hochman Cole Investment Advisors
Illinois
$905K -$8.68K -582 -0.9%
HI
46
Hudock Inc
Pennsylvania
$865K +$307K +20,571 +55%
OC
47
Oppenheimer & Co
New York
$833K +$834K +55,935 New
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$762K -$75.4K -5,061 -9%
HI
49
Horizon Investments
North Carolina
$755K +$112K +7,507 +17%
SI
50
Stephens Inc
Arkansas
$719K -$115K -7,700 -14%

FXN Hedge Fund Activity: Q2 2016 in Review

91 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2016, worth a combined $1.26B — up 15% from $1.1B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXN positions and 10 closed out — a net gain of 10 holders — while 43 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $43.9M. The largest seller was First Trust Advisors, cutting an estimated $37.7M.

  • 91 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2016, up from 82 in Q1 2016.
  • Funds reported $1.26B of First Trust Energy AlphaDEX Fund stock for Q2 2016, up 15% quarter-over-quarter.
  • 20 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2016 and 10 closed out, a net change of +10 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2016 was Morgan Stanley, an estimated $43.9M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2016 was First Trust Advisors, an estimated $37.7M sold.

Based on aggregated 13F filings for Q2 2016.