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First Trust Energy AlphaDEX Fund

64 hedge funds and large institutions have $370M invested in First Trust Energy AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 14

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

8% more funds holding

Funds holding: 5964 (+5)

23% less capital invested

Capital invested by funds: $478M → $370M (-$108M)

111.22% less ownership

Funds ownership: 180.62%69.4% (-111%)

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
12
Increased
29
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$871K +$954K +43,636 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$856K +$20.1K +920 +2%
FIM
28
Freedom Investment Management
Connecticut
$827K +$98.7K +4,518 +12%
RPG
29
Risk Paradigm Group
Texas
$816K +$842K +38,529 +1,635%
MAA
30
Managed Account Advisors
New Jersey
$804K +$541K +24,740 +159%
Jane Street
31
Jane Street
New York
$768K +$110K +5,049 +15%
AI
32
Atria Investments
North Carolina
$709K +$42.9K +1,965 +6%
Ameriprise
33
Ameriprise
Minnesota
$636K +$142K +6,502 +26%
CA
34
Cetera Advisors
Colorado
$534K +$118K +5,402 +25%
FAM
35
Formidable Asset Management
Ohio
$491K -$9.83K -450 -2%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$431K +$20K +914 +4%
HF
37
HRT Financial
New York
$431K +$473K +21,641 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$369K +$93.7K +4,289 +30%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$345K -$112K -5,147 -23%
HFS
40
HL Financial Services
Kentucky
$340K +$1.77K +81 +0.5%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$326K +$202K +9,232 +130%
AIG
42
American International Group
New York
$312K -$64.1K -2,931 -16%
Citigroup
43
Citigroup
New York
$256K +$134K +6,112 +91%
SS
44
Simplicity Solutions
Minnesota
$245K +$268K +12,274 New
CAN
45
Cetera Advisor Networks
California
$224K
CAM
46
Concorde Asset Management
Michigan
$220K +$241K +11,043 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$218K +$109K +4,969 +83%
PFS
48
Prospera Financial Services
Texas
$214K -$25.8K -1,180 -10%
DADC
49
D.A. Davidson & Co
Montana
$204K
NFG
50
Next Financial Group
Texas
$195K +$8.41K +385 +4%

FXN Hedge Fund Activity: Q2 2015 in Review

64 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2015, worth a combined $370M — down 23% from $478M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 7 closed out — a net gain of 5 holders — while 29 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $12.2M. The largest seller was F-Squared Investment Management, cutting an estimated $112M.

  • 64 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2015, up from 59 in Q1 2015.
  • Funds reported $370M of First Trust Energy AlphaDEX Fund stock for Q2 2015, down 23% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2015 and 7 closed out, a net change of +5 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2015 was Wells Fargo, an estimated $12.2M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2015 was F-Squared Investment Management, an estimated $112M sold.

Based on aggregated 13F filings for Q2 2015.