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First Trust Energy AlphaDEX Fund
FXN

38 hedge funds and large institutions have $299M invested in First Trust Energy AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

41% more capital invested

Capital invested by funds: $212M → $299M (+$87.4M)

12% more funds holding

Funds holding: 34 → 38 (+4)

2.33% more ownership

Funds ownership: 74.98% → 77.31% (+2.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
18
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$106M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.29M
3
RJA
Raymond James & Associates
Florida
+$3.28M
4
BFA
Beaumont Financial Advisors
Massachusetts
+$2.94M
5
PPA
Parametric Portfolio Associates
Washington
+$2.44M

Top Sellers

1
NA
Navellier & Associates
Nevada
-$63.5M
2
OC
Oppenheimer & Co
New York
-$897K
3
PFS
Prospera Financial Services
Texas
-$755K
4
VF
Virtu Financial
New York
-$726K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
WEC
26
Winslow Evans & Crocker
Massachusetts
$127K +$123K +5,019 New
Ameriprise
27
Ameriprise
Minnesota
$103K +$33.2K +1,353 +50%
AP
28
Advisors Preferred
Maryland
$70K +$68.5K +2,796 New
NES
29
New England Securities
New York
$39K +$31.7K +1,292 +497%
ASN
30
Advisory Services Network
Georgia
$27K +$26K +1,060 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$24K – – –
DADC
32
D.A. Davidson & Co
Montana
$11K – – –
US Bancorp
33
US Bancorp
Minnesota
$11K +$10.2K +417 New
MFS
34
MSI Financial Services
Massachusetts
$9K +$9.07K +370 New
FAM
35
Formidable Asset Management
Ohio
$4K – – –
WA
36
WFG Advisors
Texas
$3K +$2.48K +101 New
KIG
37
Kessler Investment Group
Indiana
$2K – – –
Citigroup
38
Citigroup
New York
$1K – – –
OC
39
Oppenheimer & Co
New York
– -$897K -39,094 Closed
VF
40
Virtu Financial
New York
– -$726K -31,660 Closed
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
– -$702K -30,597 Closed
SF
42
Synovus Financial
Georgia
– -$28K -1,200 Closed
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