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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IH
51
IFC Holdings
Florida
$257K +$244K +7,910 New
First Trust Advisors
52
First Trust Advisors
Illinois
$245K -$30.9K -1,000 -12%
MC
53
Moors & Cabot
Massachusetts
$219K +$207K +6,706 New
SI
54
SII Investments
Wisconsin
$214K +$205K +6,641 New
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$168K -$210K -6,810 -56%
WEC
56
Winslow Evans & Crocker
Massachusetts
$136K -$77.2K -2,500 -37%
IPC
57
Independent Portfolio Consultants
Florida
$105K +$99.7K +3,230 New
WA
58
WFG Advisors
Texas
$87K -$8.39K -272 -9%
AP
59
Advisors Preferred
Maryland
$84.7K -$120K -3,889 -60%
NES
60
New England Securities
New York
$55K +$10.8K +351 +26%
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$47K +$44.2K +1,432 New
US Bancorp
62
US Bancorp
Minnesota
$41K -$7.84K -254 -17%
AC
63
Alexandria Capital
Virginia
$23K
BFEC
64
Benjamin F. Edwards & Company
Missouri
$22K +$21.1K +685 New
MAS
65
Madden Advisory Services
Florida
$19K +$18.2K +590 New
Citigroup
66
Citigroup
New York
$14K -$10.8M -349,561 -100%
NFG
67
Next Financial Group
Texas
$14K +$14K +455 New
AssetMark Inc
68
AssetMark Inc
California
$13K
Deutsche Bank
69
Deutsche Bank
Germany
$13K
FFC
70
First Financial Corp
Indiana
$10K
VKH
71
Virtu KCG Holdings
New York
-$647K -20,769 Closed
Creative Planning
72
Creative Planning
Kansas
-$561K -18,000 Closed
BIT
73
BlackRock Institutional Trust
California
-$418K -13,400 Closed
NA
74
Navellier & Associates
Nevada
-$303K -9,718 Closed
Citadel Advisors
75
Citadel Advisors
Florida
-$230K -7,390 Closed