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First Trust Large Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$647K +$137K +3,112 +26%
CS
27
Comerica Securities
Michigan
$569K -$29.6K -673 -5%
MIAN
28
Mariner Independent Advisor Network
Kansas
$409K +$39.2K +890 +10%
PI
29
Placemark Investments
Illinois
$340K +$345K +7,836 New
SF
30
Synovus Financial
Georgia
$311K
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$308K +$20.1K +456 +7%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$266K +$23.4K +531 +10%
PFS
33
Prospera Financial Services
Texas
$245K +$248K +5,640 New
DADC
34
D.A. Davidson & Co
Montana
$217K +$17.6K +400 +9%
IH
35
IFC Holdings
Florida
$216K -$10.6K -241 -5%
PAG
36
Private Advisor Group
New Jersey
$207K -$18.8K -428 -8%
WA
37
WFG Advisors
Texas
$140K -$6.64K -151 -4%
Citigroup
38
Citigroup
New York
$123K +$14.2K +323 +13%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$120K +$112K +2,543 +1,183%
IPC
40
Independent Portfolio Consultants
Florida
$102K +$103K +2,345 New
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$94K
PTC
42
Private Trust Company
Ohio
$78K
BRWM
43
B. Riley Wealth Management
Tennessee
$76K +$77.1K +1,753 New
MFS
44
MSI Financial Services
Massachusetts
$23K +$6.16K +140 +36%
NES
45
New England Securities
New York
$22K -$48.8K -1,108 -69%
NFG
46
Next Financial Group
Texas
$22K -$9.28K -211 -29%
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$12K
Creative Planning
48
Creative Planning
Kansas
$3K +$2.86K +65 New
AllianceBernstein
49
AllianceBernstein
Tennessee
$3K +$3.12K +71 New
JP Morgan Chase
50
JP Morgan Chase
New York
-$201K -4,589 Closed