B. Riley Wealth Management’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,374	Closed	-$66K	–	356
2015 Q2	$66K	Buy	+1,374	New	+$66K	0.05%	354
2015 Q1	–	Sell	-1,753	Closed	-$81K	–	1052
2014 Q4	$81K	Hold	1,753	–	–	0.07%	307
2014 Q3	$76K	Buy	+1,753	New	+$76K	0.06%	335