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B. Riley Wealth Management’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

B. Riley Wealth Management’s Portfolio FTC Stock Details FTC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-1,374
Closed -$66K – 356
2015
Q2 		$66K Buy
+1,374
New +$67K 0.05% 354
2015
Q1 		– Sell
-1,753
Closed -$81K – 1052
2014
Q4 		$81K Hold
1,753
– – 0.07% 307
2014
Q3 		$76K Buy
+1,753
New +$77.1K 0.06% 335

Other funds holding FTC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
HA
Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return
SAM
Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

B. Riley Wealth Management's FTC Position: Q3 2015 in Review

B. Riley Wealth Management sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q3 2015, closing a stake of 1,374 shares — an estimated $66K sold.

B. Riley Wealth Management first reported a position in FTC in Q3 2014 and held it in 3 quarters. The position peaked at $81K in Q4 2014. 62 funds tracked by Wall St. Rank hold FTC as of Q3 2015.

  • B. Riley Wealth Management reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,374 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2015, an estimated $66K.
  • B. Riley Wealth Management first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q3 2014 and held it in 3 quarters.
  • B. Riley Wealth Management's First Trust Large Cap Growth AlphaDEX Fund position peaked at $81K in Q4 2014.
  • 62 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.