Mariner Independent Advisor Network’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Mariner Independent Advisor Network’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-13,112	Closed	-$748K	–	331
2020 Q1	$748K	Sell	13,112 -15,319	-54%	-$1.08M	0.07%	242
2019 Q4	$2.07M	Sell	28,431 -1,667	-6%	-$118K	0.15%	158
2019 Q3	$2.08M	Sell	30,098 -15	-0%	-$1.06K	0.16%	144
2019 Q2	$2.13M	Sell	30,113 -56	-0.2%	-$3.82K	0.16%	143
2019 Q1	$2.04M	Buy	30,169 +2,380	+9%	+$151K	0.17%	137
2018 Q4	$1.66M	Buy	27,789 +17,205	+163%	+$1.07M	0.15%	156
2018 Q3	$744K	Buy	+10,584	New	+$727K	0.09%	164
2016 Q2	–	Sell	-10,224	Closed	-$494K	–	146
2016 Q1	$494K	Buy	+10,224	New	+$468K	0.16%	94
2015 Q4	–	Sell	-11,122	Closed	-$508K	–	103
2015 Q3	$508K	Buy	+11,122	New	+$539K	0.19%	97
2015 Q2	–	Sell	-10,110	Closed	-$492K	–	99
2015 Q1	$492K	Sell	10,110 -11	-0.1%	-$522	0.27%	67
2014 Q4	$470K	Buy	10,121 +726	+8%	+$32.6K	0.22%	85
2014 Q3	$409K	Buy	9,395 +890	+10%	+$39.2K	0.21%	74
2014 Q2	$373K	Buy	+8,505	New	+$358K	0.18%	82

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Mariner Independent Advisor Network's FTC Position: Q2 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q2 2020, closing a stake of 13,112 shares — an estimated $748K sold.

Mariner Independent Advisor Network first reported a position in FTC in Q2 2014 and held it in 13 quarters. The position peaked at $2.13M in Q2 2019. 127 funds tracked by Wall St. Rank hold FTC as of Q2 2020.

Mariner Independent Advisor Network reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 13,112 First Trust Large Cap Growth AlphaDEX Fund shares in Q2 2020, an estimated $748K.
Mariner Independent Advisor Network first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2014 and held it in 13 quarters.
Mariner Independent Advisor Network's First Trust Large Cap Growth AlphaDEX Fund position peaked at $2.13M in Q2 2019.
127 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q2 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2020, filed 3 Aug 2020.