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First Trust Mid Cap Core AlphaDEX Fund
FNX

92 hedge funds and large institutions have $344M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 38 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

1% more funds holding

Funds holding: 91 → 92 (+1)

2% more capital invested

Capital invested by funds: $339M → $344M (+$5.5M)

0.26% more ownership

Funds ownership: 48.96% → 49.22% (+0.26%)

13% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 38

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
92
Holders Change
+1
Holders Change %
+1.1%
% of All Funds
2.29%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
33
Reduced
38
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.02M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.84M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.68M
4
Bank of America
Bank of America
North Carolina
+$1.64M
5
VF
Virtu Financial
New York
+$1.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$8.94M
2
Ameriprise
Ameriprise
Minnesota
-$4.23M
3
FAAS
First Allied Advisory Services
California
-$2.66M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.52M
5
FDCDDQ
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$1.51M
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
51
Comerica Securities
Michigan
$507K -$14K -234 -3%
CPIG
52
Chicago Partners Investment Group
Illinois
$473K -$162K -2,710 -26%
SG Americas Securities
53
SG Americas Securities
New York
$423K +$33.2K +555 +9%
WS
54
Wedbush Securities
California
$410K +$20.7K +346 +6%
UR
55
USCA RIA
Texas
$400K – – –
GLA
56
Good Life Advisors
Pennsylvania
$378K -$103K -1,727 -22%
NPC
57
National Planning Corporation
California
$375K +$86.7K +1,451 +31%
CI
58
Cavalier Investments
Georgia
$369K +$57.7K +965 +19%
BTS
59
BB&T Securities
Virginia
$362K +$57.7K +965 +20%
CFA
60
Cahill Financial Advisors
Minnesota
$358K -$2.39K -40 -0.7%
GFPC
61
Global Financial Private Capital
Florida
$358K +$346K +5,793 New
IC
62
Intersect Capital
California
$356K +$344K +5,752 New
BW
63
Bison Wealth
Georgia
$304K – – –
LI
64
LVZ Inc
Michigan
$295K -$77.2K -1,292 -21%
KP
65
Keel Point
Alabama
$285K – – –
SWP
66
Stratos Wealth Partners
Ohio
$278K -$66.4K -1,111 -20%
HPC
67
HM Payson & Co
Maine
$278K – – –
PFA
68
Pinnacle Family Advisors
Missouri
$278K +$179 +3 +0.1%
SF
69
Synovus Financial
Georgia
$256K -$126K -2,113 -34%
FTUS
70
Flow Traders U.S.
New York
$243K -$418K -6,998 -64%
SG
71
StoneX Group
New York
$238K +$229K +3,840 New
RA
72
RFG Advisory
Alabama
$228K +$219K +3,669 New
BAAM
73
Baker Avenue Asset Management
California
$226K – – –
CAN
74
Cetera Advisor Networks
California
$209K -$9.92K -166 -5%
SPIA
75
Steward Partners Investment Advisory
New York
$202K +$183K +3,066 +1,474%
1 2
3
4

FNX Hedge Fund Activity: Q3 2017 in Review

92 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2017, worth a combined $344M — up 1.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 6 closed out — a net gain of 3 holders — while 33 added to existing stakes and 38 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.02M. The largest seller was Wells Fargo, cutting an estimated $8.94M.

  • 92 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2017, up from 91 in Q2 2017.
  • Funds reported $344M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2017, up 1.6% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2017 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $3.02M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2017.