Cavalier Investments’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Cavalier Investments’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,960	Closed	-$369K	–	144
2017 Q3	$369K	Buy	5,960 +965	+19%	+$57.7K	0.18%	99
2017 Q2	$292K	Hold	4,995	–	–	0.16%	114
2017 Q1	$292K	Buy	+4,995	New	+$290K	0.16%	117

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

Cavalier Investments's FNX Position: Q4 2017 in Review

Cavalier Investments sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2017, closing a stake of 5,960 shares — an estimated $369K sold.

Cavalier Investments first reported a position in FNX in Q1 2017 and held it in 3 quarters. The position peaked at $369K in Q3 2017. 104 funds tracked by Wall St. Rank hold FNX as of Q4 2017.

Cavalier Investments reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Cavalier Investments sold 5,960 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $369K.
Cavalier Investments first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2017 and held it in 3 quarters.
Cavalier Investments's First Trust Mid Cap Core AlphaDEX Fund position peaked at $369K in Q3 2017.
104 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2017.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.