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First Trust Mid Cap Core AlphaDEX Fund

67 hedge funds and large institutions have $507M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 36 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 15

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $444M → $507M (+$62.9M)

5% more funds holding

Funds holding: 6467 (+3)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.45% less ownership

Funds ownership: 56.52%56.06% (-0.45%)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
8
Increased
36
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.47M +$41.9K +816 +3%
OC
27
Oppenheimer & Co
New York
$1.44M +$162K +3,157 +13%
Deutsche Bank
28
Deutsche Bank
Germany
$1.39M +$49.8K +971 +4%
VFS
29
VSR Financial Services
Kansas
$1.28M +$1.01M +19,597 +449%
AIG
30
American International Group
New York
$1.27M +$52.9K +1,032 +5%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.21M -$5.84M -113,777 -83%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$1.02M +$258K +5,035 +36%
First Trust Advisors
33
First Trust Advisors
Illinois
$951K -$23.1K -450 -2%
CFA
34
Cahill Financial Advisors
Minnesota
$910K -$1.49K -29 -0.2%
Goldman Sachs
35
Goldman Sachs
New York
$823K +$790K +15,397 New
PI
36
Placemark Investments
Illinois
$724K +$130K +2,525 +23%
LPT
37
Legacy Private Trust
Wisconsin
$644K -$2.48M -48,275 -80%
BRWA
38
B. Riley Wealth Advisors
Florida
$621K +$691K +13,474 +141%
ICOA
39
Investment Centers of America
North Dakota
$592K +$567K +11,057 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$566K +$110K +2,147 +25%
FAAS
41
First Allied Advisory Services
California
$482K +$231K +4,511 +99%
RJT
42
Raymond James Trust
Florida
$478K +$29.5K +575 +7%
PNC
43
Park National Corp
Ohio
$460K +$442K +8,610 New
UR
44
USCA RIA
Texas
$455K -$2.51K -49 -0.6%
CS
45
Comerica Securities
Michigan
$442K +$37.5K +732 +10%
NPC
46
National Planning Corporation
California
$401K +$73.7K +1,437 +24%
NES
47
New England Securities
New York
$387K +$203K +3,953 +120%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$351K +$217K +4,239 +183%
SI
49
SII Investments
Wisconsin
$345K -$83.6K -1,629 -20%
BRWM
50
B. Riley Wealth Management
Tennessee
$318K -$13.3K -260 -4%

FNX Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2014, worth a combined $507M — up 14% from $444M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FNX positions and 5 closed out — a net gain of 3 holders — while 36 added to existing stakes and 15 trimmed.

The largest buyer was Churchill Management, adding an estimated $10.5M. The largest seller was Susquehanna International Group, cutting an estimated $5.84M.

  • 67 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2014, up from 64 in Q1 2014.
  • Funds reported $507M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2014, up 14% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2014 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2014 was Churchill Management, an estimated $10.5M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2014 was Susquehanna International Group, an estimated $5.84M sold.

Based on aggregated 13F filings for Q2 2014.