FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

82 hedge funds and large institutions have $137M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 25 reducing their positions, and 6 closing their positions.

Holders
82
Holders Change
+8
Holders Change %
+10.81%
% of All Funds
1.88%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
21
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$34M
2
Cohen & Steers
2
Cohen & Steers
New York
$5.01M
3
Invesco
3
Invesco
Georgia
$8.59M
4
NMC
4
Nine Masts Capital
Hong Kong
$1.19M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$422K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$11.1M
2
FFA
2
First Foundation Advisors
California
$1.95M
3
LPL Financial
3
LPL Financial
California
$1.93M
4
COLIM
4
City of London Investment Management
United Kingdom
$0
5
CF
5
Centaurus Financial
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SBIA
51
Sheaff Brock Investment Advisors
Indiana
$193K 10,566 +101 +1%
SWM
52
SeaCrest Wealth Management
New York
$151K 8,268 -496 -6%
APA
53
American Portfolios Advisors
New York
$103K 5,655 +17 +0.3%
CAC
54
Certified Advisory Corp
Florida
$98K 5,356 -1,414 -21%
RFC
55
Regions Financial Corp
Alabama
$73K 4,000 +1,119 +39%
MCM
56
Mainstay Capital Management
Michigan
$64K 3,500 – –
Citigroup
57
Citigroup
New York
$52K 2,860 +2,860 New
NSIM
58
North Star Investment Management
Illinois
$38K 2,098 – –
TA
59
Townsend & Associates
Colorado
$36K 2,000 – –
WC
60
Westwind Capital
New Mexico
$30K 1,624 -1,450 -47%
AF
61
Advisornet Financial
Minnesota
$28K 1,514 – –
CFA
62
Carroll Financial Associates
North Carolina
$27K 1,485 – –
WAM
63
Wolverine Asset Management
Illinois
$27K 1,524 +1,524 New
SF
64
Synovus Financial
Georgia
$24K 1,297 – –
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
$22K 1,200 – –
WTB
66
Washington Trust Bank
Washington
$20K 1,117 -1,117 -50%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$19K 1,025 -637 -38%
PCG
68
Private Capital Group
Connecticut
$19K 1,044 – –
AA
69
Ancora Advisors
Ohio
$19K 1,030 +1,030 New
SPIA
70
Steward Partners Investment Advisory
New York
$16K 904 – –
IA
71
IFP Advisors
Florida
$13K 699 -5,950 -89%
LA
72
Legacy Advisors
Pennsylvania
$13K 700 – –
GCM
73
Gables Capital Management
Florida
$11K 600 – –
ONST
74
Old North State Trust
North Carolina
$9K 504 +504 New
AWM
75
Avior Wealth Management
Nebraska
$8K 414 – –
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3
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