Nine Masts Capital’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Nine Masts Capital’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-65,500	Closed	-$1.19M	–	241
2018 Q3	$1.19M	Buy	+65,500	New	+$1.24M	0.33%	79
2018 Q2	–	Sell	-7,500	Closed	-$143K	–	318
2018 Q1	$143K	Buy	+7,500	New	+$144K	0.02%	164

Other funds holding FFC

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Nine Masts Capital's FFC Position: Q4 2018 in Review

Nine Masts Capital sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2018, closing a stake of 65,500 shares — an estimated $1.19M sold.

Nine Masts Capital first reported a position in FFC in Q1 2018 and held it in 2 quarters. The position peaked at $1.19M in Q3 2018. 88 funds tracked by Wall St. Rank hold FFC as of Q4 2018.

Nine Masts Capital reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 65,500 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2018, an estimated $1.19M.
Nine Masts Capital first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2018 and held it in 2 quarters.
Nine Masts Capital's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.19M in Q3 2018.
88 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.