FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

69 hedge funds and large institutions have $109M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
1.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
24
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$5.12M
2
AG
2
Advisor Group
Arizona
$1.84M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.36M
4
CCM
4
Covington Capital Management
California
$6.09M
5
IH
5
IFC Holdings
Florida
$4.09M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$3.14M
2
LPL Financial
2
LPL Financial
California
$8.65M
3
Bank of America
3
Bank of America
North Carolina
$5.99M
4
AIG
4
American International Group
New York
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$1.22M
Name Market Value Shares Shares
Change 		Shares
Change %
PSUF
51
People's United Financial
Connecticut
$107K 4,954 – –
WEC
52
Winslow Evans & Crocker
Massachusetts
$95.4K 4,406 – –
Deutsche Bank
53
Deutsche Bank
Germany
$72K 3,367 +3,250 +2,778%
AAM
54
Advisors Asset Management
Colorado
$70K 3,248 -1,039 -24%
MFS
55
MSI Financial Services
Massachusetts
$69K 3,176 +38 +1%
NSIM
56
North Star Investment Management
Illinois
$45K 2,098 – –
LWM
57
Lenox Wealth Management
Ohio
$42K 1,950 – –
DADC
58
D.A. Davidson & Co
Montana
$28K 1,300 – –
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$26K 1,200 -3,421 -74%
Manulife (Manufacturers Life Insurance)
60
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$24K 1,100 +1,100 New
SIG
61
Stanford Investment Group
California
$22K 1,035 – –
NFG
62
Next Financial Group
Texas
$19K 900 – –
CFA
63
Carroll Financial Associates
North Carolina
$17K 800 – –
WTB
64
Washington Trust Bank
Washington
$14K 650 – –
PCM
65
Penserra Capital Management
California
$10K 468 – –
JIC
66
Joel Isaacson & Co
New York
$10K 450 – –
AWM
67
Avior Wealth Management
Nebraska
$9K 414 – –
BIG
68
Bellwether Investment Group
Tennessee
$6K 255 +255 New
OSNBOA
69
Old Second National Bank of Aurora
Illinois
$3K 150 – –
AIG
70
American International Group
New York
– – -63,469 Closed
WA1
71
Wimmer Associates 1
California
– – -27,200 Closed
NEPWA
72
New England Private Wealth Advisors
Massachusetts
– – -10,000 Closed
MBT
73
Montecito Bank & Trust
California
– – -9,865 Closed
CAPTRUST Financial Advisors
74
CAPTRUST Financial Advisors
North Carolina
– – -3,918 Closed
TFA
75
Transamerica Financial Advisors
Florida
– – -3,623 Closed
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3
4