FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $118M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 28 increasing their positions, 30 reducing their positions, and 10 closing their positions.

Holders
93
Holders Change
-3
Holders Change %
-3.13%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
28
Reduced
30
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$3.37M
2
Ameriprise
2
Ameriprise
Minnesota
$4.94M
3
AWM
3
AE Wealth Management
Kansas
$1.07M
4
AG
4
Advisor Group
Arizona
$1.88M
5
LPL Financial
5
LPL Financial
California
$1.85M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$3.4M
2
SIA
2
Sit Investment Associates
Minnesota
$219K
3
AFA
3
American Financial Advisors
Georgia
$1.81M
4
RCM
4
Robinson Capital Management
Michigan
$0
5
Bank of America
5
Bank of America
North Carolina
$9.93M
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
26
AE Wealth Management
Kansas
$1.07M 53,647 +53,647 New
BAM
27
Bruderman Asset Management
New York
$1.07M 53,601 +2,557 +5%
FFA
28
First Foundation Advisors
California
$1.06M 53,260 +1,283 +2%
ARG
29
Advisory Resource Group
Oklahoma
$992K 49,768 +440 +0.9%
RJA
30
Raymond James & Associates
Florida
$839K 42,109 -1,380 -3%
BTS
31
BB&T Securities
Virginia
$833K 41,833 -1,481 -3%
BCA
32
Bay Colony Advisors
Massachusetts
$782K 39,250 -1,500 -4%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$773K 38,776 +3,467 +10%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$645K 32,375 +21,737 +204%
PAG
35
Private Advisor Group
New Jersey
$595K 29,874 +1,867 +7%
TIA
36
Tiemann Investment Advisors
California
$578K 29,025 – –
BA
37
Bard Associates
Illinois
$543K 27,225 – –
TWM
38
Titus Wealth Management
California
$508K 25,500 – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$462K 23,200 – –
WS
40
Wedbush Securities
California
$449K 22,524 +2,905 +15%
MAFM
41
Mid Atlantic Financial Management
Pennsylvania
$432K 21,700 -12,100 -36%
BAM
42
Belpointe Asset Management
Nevada
$431K 25,573 +8,927 +54%
OC
43
Oppenheimer & Co
New York
$416K 20,887 -906 -4%
AI
44
Atria Investments
North Carolina
$409K 20,295 +20,295 New
DC
45
Davenport & Co
Virginia
$408K 20,478 +1,000 +5%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$376K 18,841 -5,000 -21%
Fiera Capital (Canada)
47
Fiera Capital (Canada)
Quebec, Canada
$368K 18,473 +1,434 +8%
GWM
48
Geneos Wealth Management
Colorado
$358K 18,011 -796 -4%
TF
49
Trek Financial
Arizona
$331K 16,620 +16,620 New
ACM
50
Arlington Capital Management
Illinois
$324K 16,271 -422 -3%
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