FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $95.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 27 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
27
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$11M
2
Ameriprise
2
Ameriprise
Minnesota
$2.09M
3
RCM
3
Robinson Capital Management
Michigan
$2.08M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$10.3M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.28M

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$5.92M
3
Wells Fargo
3
Wells Fargo
California
$3.65M
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$805K 39,191 +37 +0.1%
BAM
27
Bruderman Asset Management
New York
$724K 35,246 +3,134 +10%
BA
28
Bard Associates
Illinois
$689K 33,550 -1,050 -3%
UCFA
29
United Capital Financial Advisors
Texas
$647K 31,506 -14,324 -31%
CCP
30
Clough Capital Partners
Massachusetts
$639K 31,100 -5,900 -16%
PAG
31
Private Advisor Group
New Jersey
$636K 30,987 -3,689 -11%
OC
32
Oppenheimer & Co
New York
$592K 28,791 +3,923 +16%
EDRH
33
Edmond de Rothschild Holding
Switzerland
$533K 25,938 -8,302 -24%
SPC
34
Sigma Planning Corp
Michigan
$487K 23,686 +148 +0.6%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$463K 22,490 – –
IAA
36
Independent Advisor Alliance
North Carolina
$340K 16,586 +16,586 New
ICOA
37
Investment Centers of America
North Dakota
$325K 15,989 +2,400 +18%
SIA
38
Sit Investment Associates
Minnesota
$308K 15,000 – –
IA
39
IFP Advisors
Florida
$306K 14,878 +699 +5%
GWM
40
Geneos Wealth Management
Colorado
$299K 14,569 -288 -2%
Creative Planning
41
Creative Planning
Kansas
$297K 14,470 +1,306 +10%
FAAS
42
First Allied Advisory Services
California
$272K 13,519 -1,256 -9%
SBIA
43
Sheaff Brock Investment Advisors
Indiana
$246K 11,986 +11,986 New
TSS
44
Two Sigma Securities
New York
$222K 10,781 +182 +2%
US Bancorp
45
US Bancorp
Minnesota
$220K 10,745 -240 -2%
WA
46
WFG Advisors
Texas
$206K 10,012 -431 -4%
Cohen & Steers
47
Cohen & Steers
New York
$171K 8,298 +581 +8%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$109K 5,325 – –
PSUF
49
People's United Financial
Connecticut
$102K 4,954 – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$90.5K 4,406 – –
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