Investment Centers of America’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Investment Centers of America’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-18,407	Closed	-$393K	–	149
2017 Q3	$393K	Sell	18,407 -745	-4%	-$15.8K	0.03%	382
2017 Q2	$421K	Buy	19,152 +3,163	+20%	+$67.3K	0.03%	374
2017 Q1	$325K	Buy	15,989 +2,400	+18%	+$47.6K	0.03%	452
2016 Q4	$255K	Buy	+13,589	New	+$267K	0.02%	477

Other funds holding FFC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Investment Centers of America's FFC Position: Q4 2017 in Review

Investment Centers of America sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2017, closing a stake of 18,407 shares — an estimated $393K sold.

Investment Centers of America first reported a position in FFC in Q4 2016 and held it in 4 quarters. The position peaked at $421K in Q2 2017. 77 funds tracked by Wall St. Rank hold FFC as of Q4 2017.

Investment Centers of America reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 18,407 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2017, an estimated $393K.
Investment Centers of America first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2016 and held it in 4 quarters.
Investment Centers of America's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $421K in Q2 2017.
77 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.