Independent Advisor Alliance’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Independent Advisor Alliance’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-13,504	Closed	-$210K	–	968
2024 Q4	$210K	Buy	+13,504	New	+$215K	﹤0.01%	1277
2020 Q1	–	Sell	-22,083	Closed	-$479K	–	538
2019 Q4	$479K	Buy	+22,083	New	+$472K	0.02%	544
2017 Q2	–	Sell	-16,586	Closed	-$340K	–	277
2017 Q1	$340K	Buy	+16,586	New	+$329K	0.05%	279

Other funds holding FFC

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Independent Advisor Alliance's FFC Position: Q1 2025 in Review

Independent Advisor Alliance sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2025, closing a stake of 13,504 shares — an estimated $210K sold.

Independent Advisor Alliance first reported a position in FFC in Q1 2017 and held it in 3 quarters. The position peaked at $479K in Q4 2019. 114 funds tracked by Wall St. Rank hold FFC as of Q1 2025.

Independent Advisor Alliance reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2025 after selling out during the quarter.
Independent Advisor Alliance sold 13,504 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2025, an estimated $210K.
Independent Advisor Alliance first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2017 and held it in 3 quarters.
Independent Advisor Alliance's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $479K in Q4 2019.
114 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2025.

Based on Independent Advisor Alliance's 13F filing for Q1 2025, filed 12 May 2025.