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First Trust Dow Jones Select MicroCap Index Fund

50 hedge funds and large institutions have $71.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $72.3M → $71.5M (-$768K)

1.12% less ownership

Funds ownership: 49.7%48.58% (-1.1%)

2% less funds holding

Funds holding: 5150 (-1)

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
18
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TAIM
26
TD Ameritrade Investment Management
Nebraska
$332K +$329K +7,347 New
BCA
27
Bay Colony Advisors
Massachusetts
$284K +$281K +6,286 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$277K +$4.48K +100 +2%
NGA
29
Naples Global Advisors
Florida
$266K -$63.8K -1,425 -19%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$260K +$257K +5,744 New
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$252K +$2.19K +49 +0.9%
Mariner
32
Mariner
Kansas
$225K
PSF
33
Pacific Sun Financial
California
$219K +$217K +4,843 New
OCM
34
One Capital Management
California
$213K -$86.2K -1,925 -29%
PGAM
35
Princeton Global Asset Management
New Jersey
$154K +$9.22K +206 +6%
FFW
36
Fusion Family Wealth
New York
$110K
QCIG
37
Quad-Cities Investment Group
Iowa
$74K
HWA
38
Heritage Wealth Advisors
Virginia
$55.4K
Bessemer Group
39
Bessemer Group
New Jersey
$44K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$39K -$13.4K -300 -26%
NFG
41
Next Financial Group
Texas
$29K +$14.2K +317 +97%
GSWM
42
Golden State Wealth Management
California
$25K
EIP
43
Ellis Investment Partners
Pennsylvania
$22K +$22.6K +506 New
CFGS
44
Concourse Financial Group Securities
Alabama
$21K +$12.5K +280 +147%
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$19K
ASN
46
Advisory Services Network
Georgia
$12K
US Bancorp
47
US Bancorp
Minnesota
$3K
GWM
48
Geneos Wealth Management
Colorado
$1K +$1.03K +23 New
CWM
49
Cornerstone Wealth Management
Missouri
-$1.68M -64,675 Closed
SG Americas Securities
50
SG Americas Securities
New York
-$132K -2,958 Closed

FDM Hedge Fund Activity: Q2 2019 in Review

50 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q2 2019, worth a combined $71.5M — down 1.1% from $72.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FDM positions and 6 closed out — a net gain of 1 holder — while 18 added to existing stakes and 15 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.36M. The largest seller was Bank of America, cutting an estimated $1.93M.

  • 50 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2019, down from 51 in Q1 2019.
  • Funds reported $71.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q2 2019, down 1.1% quarter-over-quarter.
  • 7 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q2 2019 and 6 closed out, a net change of +1 holder.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q2 2019 was Citadel Advisors, an estimated $1.36M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q2 2019 was Bank of America, an estimated $1.93M sold.

Based on aggregated 13F filings for Q2 2019.