We are live on ! Find out more
FDM icon

First Trust Dow Jones Select MicroCap Index Fund

35 hedge funds and large institutions have $26.6M invested in First Trust Dow Jones Select MicroCap Index Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

0% more funds holding

Funds holding: 3535 (0)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

33.36% less ownership

Funds ownership: 65.29%31.93% (-33%)

65% less capital invested

Capital invested by funds: $76.4M → $26.6M (-$49.7M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
9
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.91M +$1.8M +41,939 +43%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.32M +$1.9M +44,344 +132%
Wells Fargo
3
Wells Fargo
California
$2.06M -$1.21M -28,196 -37%
SG Americas Securities
4
SG Americas Securities
New York
$2.05M +$729K +17,000 +55%
CP
5
Camelot Portfolios
Ohio
$1.74M -$50.4K -1,175 -3%
FWM
6
Frontier Wealth Management
Missouri
$1.65M -$440K -10,263 -21%
RJA
7
Raymond James & Associates
Florida
$1.26M +$390K +9,085 +44%
Citadel Advisors
8
Citadel Advisors
Florida
$1.07M +$1.08M +25,109 New
BTS
9
BB&T Securities
Virginia
$1.03M -$138K -3,214 -12%
VKH
10
Virtu KCG Holdings
New York
$877K +$883K +20,592 New
Jane Street
11
Jane Street
New York
$713K -$166K -3,861 -19%
Bank of America
12
Bank of America
North Carolina
$695K +$122K +2,840 +21%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$641K +$415K +9,672 +179%
CPIG
14
Chicago Partners Investment Group
Illinois
$548K +$208K +4,860 +61%
IA
15
IFP Advisors
Florida
$430K +$425K +9,922 +5,606%
LPL Financial
16
LPL Financial
California
$424K -$393K -9,159 -48%
UBS Group
17
UBS Group
Switzerland
$421K +$176K +4,105 +71%
OCM
18
One Capital Management
California
$375K -$203K -4,728 -35%
NGA
19
Naples Global Advisors
Florida
$338K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$241K +$243K +5,670 New
Mariner
21
Mariner
Kansas
$212K
CIBC World Market
22
CIBC World Market
Ontario, Canada
$207K -$111K -2,589 -35%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$170K
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$72K -$15.5M -360,577 -100%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$63K -$1.16M -27,167 -95%

FDM Hedge Fund Activity: Q1 2017 in Review

35 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q1 2017, worth a combined $26.6M — down 65% from $76.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FDM positions and 5 closed out — a net gain of 1 holder — while 9 added to existing stakes and 13 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.9M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $24.1M sold.

  • 35 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $26.6M of First Trust Dow Jones Select MicroCap Index Fund stock for Q1 2017, down 65% quarter-over-quarter.
  • 6 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q1 2017 and 5 closed out, a net change of +1 holder.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q1 2017 was Susquehanna International Group, an estimated $1.9M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q1 2017 was Niemann Capital Management, an estimated $24.1M sold.

Based on aggregated 13F filings for Q1 2017.