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First Trust Dow Jones Select MicroCap Index Fund

29 hedge funds and large institutions have $19.9M invested in First Trust Dow Jones Select MicroCap Index Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 3129 (-2)

16.71% less ownership

Funds ownership: 48.4%31.69% (-17%)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

61% less capital invested

Capital invested by funds: $50.7M → $19.9M (-$30.8M)

Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$5.12M -$20.8M -664,603 -81%
Wells Fargo
2
Wells Fargo
California
$3.19M +$912K +29,077 +41%
SG Americas Securities
3
SG Americas Securities
New York
$2.1M +$2.06M +65,614 New
Bank of America
4
Bank of America
North Carolina
$2.06M +$97.3K +3,103 +5%
CP
5
Camelot Portfolios
Ohio
$1.08M +$97.2K +3,098 +10%
Morgan Stanley
6
Morgan Stanley
New York
$971K +$41.6K +1,326 +5%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$825K -$1.26M -40,287 -61%
RJA
8
Raymond James & Associates
Florida
$573K -$3.45M -109,955 -86%
U
9
UBS
Switzerland
$567K +$129K +4,112 +30%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$512K -$71.6K -2,284 -13%
CA
11
Cetera Advisors
Colorado
$505K -$22K -700 -4%
CS
12
Comerica Securities
Michigan
$435K +$55.1K +1,758 +15%
TH
13
Timber Hill
Connecticut
$413K +$405K +12,902 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$359K +$25.5K +813 +8%
NGA
15
Naples Global Advisors
Florida
$296K
OCM
16
One Capital Management
California
$245K -$6.68K -213 -3%
VKH
17
Virtu KCG Holdings
New York
$231K -$1.07K -34 -0.5%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$128K
MWP
19
MYCIO Wealth Partners
Pennsylvania
$46K -$2.88K -92 -6%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$44K -$3.83K -122 -8%
AIG
21
American International Group
New York
$33.9K -$8.97K -286 -21%
CFA
22
Camarda Financial Advisors
Florida
$32K
Creative Planning
23
Creative Planning
Kansas
$23K +$11.9K +378 +109%
WA
24
WFG Advisors
Texas
$22K
MFS
25
MSI Financial Services
Massachusetts
$15K

FDM Hedge Fund Activity: Q2 2014 in Review

29 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q2 2014, worth a combined $19.9M — down 61% from $50.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FDM and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $2.06M. The largest seller was RiverFront Investment Group, cutting an estimated $20.8M.

  • 29 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2014, down from 31 in Q1 2014.
  • Funds reported $19.9M of First Trust Dow Jones Select MicroCap Index Fund stock for Q2 2014, down 61% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q2 2014 and 5 closed out, a net change of -2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q2 2014 was SG Americas Securities, an estimated $2.06M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q2 2014 was RiverFront Investment Group, an estimated $20.8M sold.

Based on aggregated 13F filings for Q2 2014.