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First Trust Dow Jones Select MicroCap Index Fund
FDM

Overview Fund Activity

48 hedge funds and large institutions have $43.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
12
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AFP
1
Ausdal Financial Partners
Iowa
$1.78M
2
LPL Financial
2
LPL Financial
California
$3.05M
3
FAIM
3
Financial Advocates Investment Management
Washington
$1.2M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.65M
5
SPC
5
Sigma Planning Corp
Michigan
$435K

Top Sellers

1
LFG
1
Larson Financial Group
Missouri
$121K
2
CCP
2
Cardan Capital Partners
Colorado
$6.11M
3
CPIG
3
Chicago Partners Investment Group
Illinois
$3.24M
4
Bank of America
4
Bank of America
North Carolina
$955K
5
LNC
5
Lincoln National Corp
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CCP
1
Cardan Capital Partners
Colorado
$6.11M 163,124 -27,964 -15%
Morgan Stanley
2
Morgan Stanley
New York
$4.97M 132,612 +127 +0.1%
CPIG
3
Chicago Partners Investment Group
Illinois
$3.24M 80,115 -13,341 -14%
LPL Financial
4
LPL Financial
California
$3.05M 81,233 +37,646 +86%
Wells Fargo
5
Wells Fargo
California
$2.87M 76,587 +7,060 +10%
EWM
6
Empirical Wealth Management
Washington
$2.21M 58,836 -3,880 -6%
RJA
7
Raymond James & Associates
Florida
$2.1M 56,107 +459 +0.8%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$2.06M 55,075 +6,050 +12%
AFP
9
Ausdal Financial Partners
Iowa
$1.78M 47,419 +47,419 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.65M 43,994 +29,395 +201%
UBS Group
11
UBS Group
Switzerland
$1.52M 40,532 -5,248 -11%
CP
12
Camelot Portfolios
Ohio
$1.41M 37,676 +2,423 +7%
FAIM
13
Financial Advocates Investment Management
Washington
$1.2M 32,078 +32,078 New
Bank of America
14
Bank of America
North Carolina
$955K 25,488 -6,198 -20%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$785K 20,958 +2,145 +11%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$767K 20,467 +3,461 +20%
Truist Financial
17
Truist Financial
North Carolina
$626K 16,688 -354 -2%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$621K 16,572 -449 -3%
FWM
19
Frontier Wealth Management
Missouri
$561K 14,956 -1,198 -7%
Citadel Advisors
20
Citadel Advisors
Florida
$530K 14,137 +8,664 +158%
WMG
21
WESCAP Management Group
California
$440K 11,760 -49 -0.4%
SPC
22
Sigma Planning Corp
Michigan
$435K 11,616 +11,616 New
TAIM
23
TD Ameritrade Investment Management
Nebraska
$418K 11,138 -1,188 -10%
Osaic Holdings
24
Osaic Holdings
Arizona
$372K 9,926 +1,503 +18%
CA
25
Cetera Advisors
Colorado
$342K 9,128 -490 -5%
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