We are live on ! Find out more
FDM icon

First Trust Dow Jones Select MicroCap Index Fund
FDM

49 hedge funds and large institutions have $43.8M invested in First Trust Dow Jones Select MicroCap Index Fund in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

9% more funds holding

Funds holding: 45 → 49 (+4)

5.53% more ownership

Funds ownership: 38.11% → 43.63% (+5.5%)

5% more capital invested

Capital invested by funds: $41.9M → $43.8M (+$1.89M)

28% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 18

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AFP
Ausdal Financial Partners
Iowa
+$1.85M
2
LPL Financial
LPL Financial
California
+$1.47M
3
FAIM
Financial Advocates Investment Management
Washington
+$1.25M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.15M
5
SPC
Sigma Planning Corp
Michigan
+$454K

Top Sellers

1
LFG
Larson Financial Group
Missouri
-$1.98M
2
CCP
Cardan Capital Partners
Colorado
-$1.09M
3
CPIG
Chicago Partners Investment Group
Illinois
-$522K
4
Bank of America
Bank of America
North Carolina
-$242K
5
LNC
Lincoln National Corp
Pennsylvania
-$211K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$6.11M -$1.09M -27,964 -15%
Morgan Stanley
2
Morgan Stanley
New York
$4.97M +$4.96K +127 +0.1%
CPIG
3
Chicago Partners Investment Group
Illinois
$3.23M -$522K -13,341 -14%
LPL Financial
4
LPL Financial
California
$3.04M +$1.47M +37,646 +86%
Wells Fargo
5
Wells Fargo
California
$2.87M +$276K +7,060 +10%
EWM
6
Empirical Wealth Management
Washington
$2.21M -$152K -3,880 -6%
RJA
7
Raymond James & Associates
Florida
$2.1M +$17.9K +459 +0.8%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$2.06M +$237K +6,050 +12%
AFP
9
Ausdal Financial Partners
Iowa
$1.78M +$1.85M +47,419 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.65M +$1.15M +29,395 +201%
UBS Group
11
UBS Group
Switzerland
$1.52M -$205K -5,248 -11%
CP
12
Camelot Portfolios
Ohio
$1.41M +$94.7K +2,423 +7%
FAIM
13
Financial Advocates Investment Management
Washington
$1.2M +$1.25M +32,078 New
Bank of America
14
Bank of America
North Carolina
$955K -$242K -6,198 -20%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$785K +$83.9K +2,145 +11%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$767K +$135K +3,461 +20%
Truist Financial
17
Truist Financial
North Carolina
$626K -$13.8K -354 -2%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$621K -$17.6K -449 -3%
FWM
19
Frontier Wealth Management
Missouri
$561K -$46.8K -1,198 -7%
Citadel Advisors
20
Citadel Advisors
Florida
$530K +$339K +8,664 +158%
WMG
21
WESCAP Management Group
California
$440K -$1.92K -49 -0.4%
SPC
22
Sigma Planning Corp
Michigan
$435K +$454K +11,616 New
TAIM
23
TD Ameritrade Investment Management
Nebraska
$418K -$46.4K -1,188 -10%
Osaic Holdings
24
Osaic Holdings
Arizona
$372K +$58.8K +1,503 +18%
CA
25
Cetera Advisors
Colorado
$342K -$19.2K -490 -5%
1
2 3

FDM Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2020, worth a combined $43.8M — up 4.5% from $41.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FDM positions and 6 closed out — a net gain of 5 holders — while 13 added to existing stakes and 18 trimmed.

The largest buyer was Ausdal Financial Partners, opening a new position worth an estimated $1.85M. The largest seller was Larson Financial Group, cutting an estimated $1.98M.

  • 49 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2020, up from 45 in Q2 2020.
  • Funds reported $43.8M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2020, up 4.5% quarter-over-quarter.
  • 11 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2020 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2020 was Ausdal Financial Partners, an estimated $1.85M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2020 was Larson Financial Group, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2020.