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First Trust Dow Jones Select MicroCap Index Fund

48 hedge funds and large institutions have $71.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $66M → $71.5M (+$5.47M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

1.3% less ownership

Funds ownership: 47.2%45.91% (-1.3%)

2% less funds holding

Funds holding: 4948 (-1)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $30K

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
14
Reduced
20
Closed
6
Calls
Puts
$30K
Net Calls
-$30K
Net Calls Change
-$30K
Name Holding Trade Value Shares
Change
Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$25.9M +$472K +9,919 +2%
Morgan Stanley
2
Morgan Stanley
New York
$16.3M -$135K -2,833 -0.9%
CPIG
3
Chicago Partners Investment Group
Illinois
$4.14M +$188K +3,947 +5%
LPL Financial
4
LPL Financial
California
$3.21M -$235K -4,940 -7%
UBS Group
5
UBS Group
Switzerland
$2.72M -$110K -2,320 -4%
Bank of America
6
Bank of America
North Carolina
$1.62M +$68.3K +1,437 +5%
Wells Fargo
7
Wells Fargo
California
$1.49M -$225K -4,735 -14%
EWM
8
Empirical Wealth Management
Washington
$1.4M -$60.9K -1,281 -4%
Truist Financial
9
Truist Financial
North Carolina
$1.31M +$1.22M +25,638 New
FWM
10
Frontier Wealth Management
Missouri
$1.22M -$85.9K -1,806 -7%
LFG
11
Larson Financial Group
Missouri
$1.13M +$159K +3,342 +18%
CP
12
Camelot Portfolios
Ohio
$1.05M +$19.2K +404 +2%
Citadel Advisors
13
Citadel Advisors
Florida
$764K +$408K +8,581 +134%
WMG
14
WESCAP Management Group
California
$660K
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$640K +$598K +12,570 New
CA
16
Cetera Advisors
Colorado
$566K -$8.98K -189 -2%
LNC
17
Lincoln National Corp
Pennsylvania
$540K +$6.04K +127 +1%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$494K -$379K -7,982 -45%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$488K -$44.8K -942 -9%
RJA
20
Raymond James & Associates
Florida
$462K -$16K -337 -4%
FA
21
FMA Advisory
Pennsylvania
$456K -$18.2K -382 -4%
TAIM
22
TD Ameritrade Investment Management
Nebraska
$449K +$3.38K +71 +0.8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$448K -$1.76M -36,943 -81%
AW
24
ACG Wealth
Georgia
$415K +$388K +8,156 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$406K +$96.3K +2,025 +34%

FDM Hedge Fund Activity: Q4 2019 in Review

48 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2019, worth a combined $71.5M — up 8.3% from $66M a quarter earlier.

Fund positioning in FDM was balanced in Q4 2019: 6 funds opened new positions, 6 closed out, 14 added to existing stakes and 20 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $1.22M. The largest seller was Royal Bank of Canada, cutting an estimated $1.76M.

  • 48 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2019, down from 49 in Q3 2019.
  • Funds reported $71.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2019, up 8.3% quarter-over-quarter.
  • 6 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2019 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2019 was Truist Financial, an estimated $1.22M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2019.