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First Trust Dow Jones Select MicroCap Index Fund

31 hedge funds and large institutions have $16.4M invested in First Trust Dow Jones Select MicroCap Index Fund in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3031 (+1)

4.25% less ownership

Funds ownership: 36.25%32% (-4.3%)

8% less capital invested

Capital invested by funds: $17.9M → $16.4M (-$1.48M)

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$3.94M +$48.9K +1,453 +1%
FWM
2
Frontier Wealth Management
Missouri
$2.62M -$350K -10,399 -12%
Wells Fargo
3
Wells Fargo
California
$1.71M +$31.9K +950 +2%
Citadel Advisors
4
Citadel Advisors
Florida
$1.3M +$14.6K +433 +1%
CP
5
Camelot Portfolios
Ohio
$1.24M +$31.5K +938 +3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.1M -$594K -17,671 -35%
Morgan Stanley
7
Morgan Stanley
New York
$902K -$1.48M -44,024 -62%
Bank of America
8
Bank of America
North Carolina
$524K +$189K +5,605 +54%
TH
9
Timber Hill
Connecticut
$487K -$56.5K -1,680 -10%
Jane Street
10
Jane Street
New York
$465K -$54.2K -1,613 -10%
UBS Group
11
UBS Group
Switzerland
$413K -$60.4K -1,796 -13%
LPL Financial
12
LPL Financial
California
$323K +$338K +10,040 New
NGA
13
Naples Global Advisors
Florida
$264K -$3.36K -100 -1%
OCM
14
One Capital Management
California
$262K -$37K -1,101 -13%
CPIG
15
Chicago Partners Investment Group
Illinois
$245K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$175K -$12K -357 -6%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$132K
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$57K -$135 -4 -0.2%
MWP
19
MYCIO Wealth Partners
Pennsylvania
$48K +$67 +2 +0.1%
WA
20
WFG Advisors
Texas
$44K -$17.7K -525 -28%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$44K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$33K
Creative Planning
23
Creative Planning
Kansas
$16K -$605 -18 -4%
ADL
24
Asset Dedication LLC
California
$14K +$14.4K +427 New
DADC
25
D.A. Davidson & Co
Montana
$13K

FDM Hedge Fund Activity: Q4 2015 in Review

31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2015, worth a combined $16.4M — down 8.3% from $17.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FDM positions and 2 closed out — a net gain of 1 holder — while 6 added to existing stakes and 14 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $338K. The largest seller was Morgan Stanley, cutting an estimated $1.48M.

  • 31 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2015, up from 30 in Q3 2015.
  • Funds reported $16.4M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2015, down 8.3% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2015 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2015 was LPL Financial, an estimated $338K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2015 was Morgan Stanley, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2015.