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First Trust Dow Jones Select MicroCap Index Fund
FDM

31 hedge funds and large institutions have $30.6M invested in First Trust Dow Jones Select MicroCap Index Fund in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

29% more capital invested

Capital invested by funds: $23.8M → $30.6M (+$6.79M)

11% more funds holding

Funds holding: 28 → 31 (+3)

3.68% more ownership

Funds ownership: 27.62% → 31.3% (+3.7%)

Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.59M
2
Jane Street
Jane Street
New York
+$1.03M
3
LPL Financial
LPL Financial
California
+$443K
4
CPIG
Chicago Partners Investment Group
Illinois
+$259K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$234K

Top Sellers

1
CP
Camelot Portfolios
Ohio
-$64.9K
2
FFW
Fusion Family Wealth
New York
-$60.7K
3
FWM
Frontier Wealth Management
Missouri
-$59.9K
4
OCM
One Capital Management
California
-$41K
5
UBS Group
UBS Group
Switzerland
-$12.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.6M +$3.59M +76,118 +45%
CPIG
2
Chicago Partners Investment Group
Illinois
$2.57M +$259K +5,493 +11%
CP
3
Camelot Portfolios
Ohio
$1.97M -$64.9K -1,375 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.69M +$234K +4,958 +16%
Wells Fargo
5
Wells Fargo
California
$1.59M +$13.3K +282 +0.8%
FWM
6
Frontier Wealth Management
Missouri
$1.53M -$59.9K -1,268 -4%
LPL Financial
7
LPL Financial
California
$1.37M +$443K +9,385 +48%
BTS
8
BB&T Securities
Virginia
$1.17M +$20.1K +425 +2%
IA
9
IFP Advisors
Florida
$1.15M +$117K +2,477 +11%
Jane Street
10
Jane Street
New York
$1.03M +$1.03M +21,789 New
RJA
11
Raymond James & Associates
Florida
$927K +$207K +4,376 +29%
Bank of America
12
Bank of America
North Carolina
$788K +$63.9K +1,353 +9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$427K +$1.94K +41 +0.5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$390K +$17.7K +375 +5%
EWM
15
Empirical Wealth Management
Washington
$376K +$104K +2,200 +38%
NGA
16
Naples Global Advisors
Florida
$356K – – –
OCM
17
One Capital Management
California
$333K -$41K -869 -11%
CWS
18
Cypress Wealth Services
California
$255K +$254K +5,382 New
Mariner
19
Mariner
Kansas
$237K – – –
AG
20
Advisor Group
Arizona
$205K +$38.3K +812 +23%
UBS Group
21
UBS Group
Switzerland
$185K -$12.7K -268 -6%
FFW
22
Fusion Family Wealth
New York
$115K -$60.7K -1,285 -35%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$103K +$7.79K +165 +8%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$96K – – –
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$79K +$5.24K +111 +7%
1
2

FDM Hedge Fund Activity: Q4 2017 in Review

31 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2017, worth a combined $30.6M — up 29% from $23.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FDM positions and 1 closed out — a net gain of 3 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.59M. The largest seller was Camelot Portfolios, cutting an estimated $64.9K.

  • 31 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2017, up from 28 in Q3 2017.
  • Funds reported $30.6M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2017, up 29% quarter-over-quarter.
  • 4 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2017 and 1 closed out, a net change of +3 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2017 was Morgan Stanley, an estimated $3.59M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2017 was Camelot Portfolios, an estimated $64.9K sold.

Based on aggregated 13F filings for Q4 2017.