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First Trust Dow Jones Select MicroCap Index Fund

63 hedge funds and large institutions have $76.1M invested in First Trust Dow Jones Select MicroCap Index Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 22

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

3.41% less ownership

Funds ownership: 49.66%46.25% (-3.4%)

5% less funds holding

Funds holding: 6663 (-3)

19% less capital invested

Capital invested by funds: $93.6M → $76.1M (-$17.5M)

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
22
Reduced
22
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10M +$276K +4,529 +3%
Morgan Stanley
2
Morgan Stanley
New York
$8.07M +$697K +11,424 +9%
LPL Financial
3
LPL Financial
California
$7.76M +$203K +3,335 +3%
CPIG
4
Chicago Partners Investment Group
Illinois
$6.39M -$442K -7,253 -6%
Wells Fargo
5
Wells Fargo
California
$6.31M -$1.86M -30,535 -23%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.92M -$113K -1,854 -3%
FAIM
7
Financial Advocates Investment Management
Washington
$3.12M +$855K +14,024 +37%
WMG
8
WESCAP Management Group
California
$2.95M +$640K +10,495 +27%
EWM
9
Empirical Wealth Management
Washington
$2.68M -$99.8K -1,637 -4%
CP
10
Camelot Portfolios
Ohio
$1.95M -$246K -4,040 -11%
UBS Group
11
UBS Group
Switzerland
$1.89M -$584K -9,572 -23%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.57M -$2.5M -41,039 -61%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.3M +$212K +3,479 +19%
Stifel Financial
14
Stifel Financial
Missouri
$1.21M -$160K -2,623 -12%
WP
15
WealthSource Partners
California
$1.06M +$1.07M +17,613 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$995K -$20.1K -330 -2%
Citadel Advisors
17
Citadel Advisors
Florida
$953K -$1.66M -27,217 -63%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$953K +$635K +10,421 +193%
TRCT
19
Tower Research Capital (TRC)
New York
$914K +$800K +13,118 +639%
Osaic Holdings
20
Osaic Holdings
Arizona
$791K -$168K -2,759 -17%
Truist Financial
21
Truist Financial
North Carolina
$713K +$5.3K +87 +0.7%
AFP
22
Ausdal Financial Partners
Iowa
$627K +$3.05K +50 +0.5%
TAIM
23
TD Ameritrade Investment Management
Nebraska
$607K +$976 +16 +0.2%
HighTower Advisors
24
HighTower Advisors
Illinois
$545K +$3.9K +64 +0.7%
CA
25
Cetera Advisors
Colorado
$541K

FDM Hedge Fund Activity: Q1 2022 in Review

63 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q1 2022, worth a combined $76.1M — down 19% from $93.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FDM and 11 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 22 added.

The largest buyer was WealthSource Partners, opening a new position worth an estimated $1.07M. The largest seller was Kayne Anderson Rudnick Investment Management, exiting entirely with an estimated $6.5M sold.

  • 63 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2022, down from 66 in Q4 2021.
  • Funds reported $76.1M of First Trust Dow Jones Select MicroCap Index Fund stock for Q1 2022, down 19% quarter-over-quarter.
  • 11 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q1 2022 and 12 closed out, a net change of -1 holder.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q1 2022 was WealthSource Partners, an estimated $1.07M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q1 2022 was Kayne Anderson Rudnick Investment Management, an estimated $6.5M sold.

Based on aggregated 13F filings for Q1 2022.