Financial Advocates Investment Management’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Financial Advocates Investment Management’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-4,788	Closed	-$257K	–	715
2023 Q1	$257K	Sell	4,788 -3,984	-45%	-$228K	0.02%	602
2022 Q4	$487K	Sell	8,772 -81,705	-90%	-$4.57M	0.04%	455
2022 Q3	$4.52M	Buy	90,477 +10,923	+14%	+$608K	0.37%	67
2022 Q2	$4.17M	Buy	79,554 +27,728	+54%	+$1.55M	0.34%	76
2022 Q1	$3.12M	Buy	51,826 +14,024	+37%	+$855K	0.21%	119
2021 Q4	$2.42M	Buy	37,802 +7,238	+24%	+$456K	0.15%	155
2021 Q3	$1.83M	Buy	30,564 +4,158	+16%	+$249K	0.12%	196
2021 Q2	$1.63M	Sell	26,406 -754	-3%	-$45.8K	0.11%	231
2021 Q1	$1.63M	Sell	27,160 -2,658	-9%	-$149K	0.12%	211
2020 Q4	$1.43M	Sell	29,818 -2,260	-7%	-$98.1K	0.1%	235
2020 Q3	$1.2M	Buy	+32,078	New	+$1.25M	0.1%	212

Other funds holding FDM

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $5B AUM 26.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAM

Marquette Asset Management Minneapolis, Minnesota $779M AUM 23.4% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

AFG

Arkansas Financial Group Little Rock, Arkansas $768M AUM 16.55% 1-Year Est. Return

NFW

Noble Family Wealth Clearwater, Florida $559M AUM 24.35% 1-Year Est. Return

HWM

HB Wealth Management Atlanta, Georgia $17.8B AUM 24.16% 1-Year Est. Return

Financial Advocates Investment Management's FDM Position: Q2 2023 in Review

Financial Advocates Investment Management sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q2 2023, closing a stake of 4,788 shares — an estimated $257K sold.

Financial Advocates Investment Management first reported a position in FDM in Q3 2020 and held it in 11 quarters. The position peaked at $4.52M in Q3 2022. 57 funds tracked by Wall St. Rank hold FDM as of Q2 2023.

Financial Advocates Investment Management reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q2 2023 after selling out during the quarter.
Financial Advocates Investment Management sold 4,788 First Trust Dow Jones Select MicroCap Index Fund shares in Q2 2023, an estimated $257K.
Financial Advocates Investment Management first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q3 2020 and held it in 11 quarters.
Financial Advocates Investment Management's First Trust Dow Jones Select MicroCap Index Fund position peaked at $4.52M in Q3 2022.
57 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q2 2023.

Based on Financial Advocates Investment Management's 13F filing for Q2 2023, filed 7 Aug 2023.