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First Trust Dow Jones Select MicroCap Index Fund

60 hedge funds and large institutions have $90.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2021 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

6% more capital invested

Capital invested by funds: $85.1M → $90.5M (+$5.4M)

5% more funds holding

Funds holding: 5760 (+3)

2.72% more ownership

Funds ownership: 50.47%53.19% (+2.7%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.5M +$510K +8,399 +5%
CCP
2
Cardan Capital Partners
Colorado
$8.77M +$5.19M +85,473 +151%
Wells Fargo
3
Wells Fargo
California
$7.99M +$1.32M +21,717 +20%
Morgan Stanley
4
Morgan Stanley
New York
$7.86M -$2.78M -45,752 -26%
LPL Financial
5
LPL Financial
California
$7.73M +$23.7K +391 +0.3%
CPIG
6
Chicago Partners Investment Group
Illinois
$5.65M +$365K +6,023 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.17M +$2.56M +42,118 +101%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$3.94M -$30K -494 -0.8%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$3.88M +$6.01K +99 +0.2%
EWM
10
Empirical Wealth Management
Washington
$2.93M -$72K -1,187 -2%
CP
11
Camelot Portfolios
Ohio
$2.31M -$232K -3,824 -9%
UBS Group
12
UBS Group
Switzerland
$2.05M +$485 +8 +0%
FAIM
13
Financial Advocates Investment Management
Washington
$1.63M -$45.8K -754 -3%
WMG
14
WESCAP Management Group
California
$1.63M +$279K +4,602 +21%
Stifel Financial
15
Stifel Financial
Missouri
$1.22M +$157K +2,586 +15%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.15M -$106K -1,741 -9%
Truist Financial
17
Truist Financial
North Carolina
$1.13M +$34.7K +572 +3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.02M +$14.6K +241 +1%
MFGM
19
Marshall Financial Group (Maryland)
Maryland
$998K +$26.3K +434 +3%
Osaic Holdings
20
Osaic Holdings
Arizona
$946K +$117K +1,934 +14%
TRCT
21
Tower Research Capital (TRC)
New York
$866K +$850K +14,011 New
GRP
22
Global Retirement Partners
California
$786K +$772K +12,718 New
Bank of America
23
Bank of America
North Carolina
$784K -$112K -1,840 -13%
NFG
24
Next Financial Group
Texas
$754K +$95.2K +1,569 +15%
AFP
25
Ausdal Financial Partners
Iowa
$731K -$92.7K -1,528 -11%

FDM Hedge Fund Activity: Q2 2021 in Review

60 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q2 2021, worth a combined $90.5M — up 6.3% from $85.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FDM positions and 4 closed out — a net gain of 3 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Cardan Capital Partners, adding an estimated $5.19M. The largest seller was Morgan Stanley, cutting an estimated $2.78M.

  • 60 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2021, up from 57 in Q1 2021.
  • Funds reported $90.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q2 2021, up 6.3% quarter-over-quarter.
  • 7 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q2 2021 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q2 2021 was Cardan Capital Partners, an estimated $5.19M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q2 2021 was Morgan Stanley, an estimated $2.78M sold.

Based on aggregated 13F filings for Q2 2021.