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First Trust Dow Jones Select MicroCap Index Fund

43 hedge funds and large institutions have $68M invested in First Trust Dow Jones Select MicroCap Index Fund in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

22% more capital invested

Capital invested by funds: $55.9M → $68M (+$12M)

16.98% more ownership

Funds ownership: 38.5%55.49% (+17%)

13% more funds holding

Funds holding: 3843 (+5)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
15
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.4M -$262K -5,771 -1%
CCP
2
Cardan Capital Partners
Colorado
$19.1M +$21.4M +469,855 New
CPIG
3
Chicago Partners Investment Group
Illinois
$2.79M -$161K -3,542 -5%
Bank of America
4
Bank of America
North Carolina
$2.51M +$82.3K +1,810 +3%
Citadel Advisors
5
Citadel Advisors
Florida
$2.38M +$1.11M +24,409 +71%
LPL Financial
6
LPL Financial
California
$2.05M +$625K +13,736 +37%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.9M +$1.58M +34,743 +288%
Wells Fargo
8
Wells Fargo
California
$1.59M -$889K -19,537 -33%
IA
9
IFP Advisors
Florida
$1.41M +$81.5K +1,791 +5%
CP
10
Camelot Portfolios
Ohio
$1.38M -$250K -5,507 -14%
BTS
11
BB&T Securities
Virginia
$1.33M +$248K +5,453 +20%
FWM
12
Frontier Wealth Management
Missouri
$1.18M -$63.9K -1,405 -5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.01M +$1.13M +24,941 New
Jane Street
14
Jane Street
New York
$762K +$442K +9,708 +107%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$712K +$799K +17,558 New
UBS Group
16
UBS Group
Switzerland
$625K -$425K -9,345 -38%
EWM
17
Empirical Wealth Management
Washington
$602K +$189K +4,155 +39%
RJA
18
Raymond James & Associates
Florida
$581K -$523K -11,509 -45%
WMG
19
WESCAP Management Group
California
$519K +$582K +12,795 New
LNC
20
Lincoln National Corp
Pennsylvania
$485K +$544K +11,959 New
CA
21
Cetera Advisors
Colorado
$481K +$328K +7,211 +158%
AG
22
Advisor Group
Arizona
$447K +$158K +3,477 +46%
CWS
23
Cypress Wealth Services
California
$404K +$86K +1,891 +23%
CAN
24
Cetera Advisor Networks
California
$377K +$8.19K +180 +2%
NGA
25
Naples Global Advisors
Florida
$325K

FDM Hedge Fund Activity: Q4 2018 in Review

43 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2018, worth a combined $68M — up 22% from $55.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FDM positions and 5 closed out — a net gain of 5 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Cardan Capital Partners, opening a new position worth an estimated $21.4M. The largest seller was Wells Fargo, cutting an estimated $889K.

  • 43 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2018, up from 38 in Q3 2018.
  • Funds reported $68M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2018, up 22% quarter-over-quarter.
  • 10 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2018 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2018 was Cardan Capital Partners, an estimated $21.4M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2018 was Wells Fargo, an estimated $889K sold.

Based on aggregated 13F filings for Q4 2018.