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First Trust Dow Jones Select MicroCap Index Fund

25 hedge funds and large institutions have $112M invested in First Trust Dow Jones Select MicroCap Index Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

36% more capital invested

Capital invested by funds: $82.2M → $112M (+$30M)

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

1.61% less ownership

Funds ownership: 70.02%68.41% (-1.6%)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$76.2M +$392K +13,887 +0.5%
BTS
2
BB&T Securities
Virginia
$22M +$67.1K +2,376 +3%
RJA
3
Raymond James & Associates
Florida
$6.32M +$104K +3,675 +2%
Wells Fargo
4
Wells Fargo
California
$1.57M +$641K +22,690 +72%
PI
5
Placemark Investments
Illinois
$1.18M +$163K +5,783 +17%
Morgan Stanley
6
Morgan Stanley
New York
$926K +$190K +6,738 +27%
CP
7
Camelot Portfolios
Ohio
$882K -$325K -11,511 -27%
CA
8
Cetera Advisors
Colorado
$557K -$28.4K -1,004 -5%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$451K -$1.76M -62,336 -80%
Comerica Bank
10
Comerica Bank
Texas
$345K -$3.14K -111 -0.9%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$325K +$317K +11,215 New
CS
12
Comerica Securities
Michigan
$276K +$269K +9,527 New
RJT
13
Raymond James Trust
Florida
$256K +$11K +388 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$195K +$15.9K +564 +9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$178K +$6.02K +213 +4%
Bank of America
16
Bank of America
North Carolina
$177K +$424 +15 +0.2%
U
17
UBS
Switzerland
$142K -$11.4K -405 -8%
MWP
18
MYCIO Wealth Partners
Pennsylvania
$44K +$113 +4 +0.3%
Citigroup
19
Citigroup
New York
$29K +$28.3K +1,000 New
WA
20
WFG Advisors
Texas
$20K +$3.02K +107 +18%
Creative Planning
21
Creative Planning
Kansas
$16K -$22.6K -801 -59%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$15K -$2.06K -73 -12%
AIG
23
American International Group
New York
$14.7K +$28 +1 +0.2%
DADC
24
D.A. Davidson & Co
Montana
$11K
HI
25
Hudock Inc
Pennsylvania
$3K +$3.28K +116 New

FDM Hedge Fund Activity: Q3 2013 in Review

25 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2013, worth a combined $112M — up 36% from $82.2M a quarter earlier.

Fund positioning in FDM was balanced in Q3 2013: 4 funds opened new positions, 4 closed out, 13 added to existing stakes and 7 trimmed.

The largest buyer was Wells Fargo, adding an estimated $641K. The largest seller was Susquehanna International Group, cutting an estimated $1.76M.

  • 25 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $112M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2013, up 36% quarter-over-quarter.
  • 4 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2013 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2013 was Wells Fargo, an estimated $641K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2013 was Susquehanna International Group, an estimated $1.76M sold.

Based on aggregated 13F filings for Q3 2013.